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Réponse à John Lewis was published by François Maspero, 1973
Eléments d'Autocritique was published by Librairie Hachette, 1974
Est-Il Simple d'Etre Marxiste en Philosophie? was published in
This edition, Essays in Self-Criticism, first published 1976 |
Contents | |
2. Elements of Self-Criticism |
101 |
[Forward] |
[102] |
105 | |
On the Evolution of the Young Marx |
151 |
3. Is it Simple to be a Marxist in Philosophy? |
163 |
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208 |
217 | |
222 |
page 100 [blank]
page 101
2.
The reader will work out for himself the necessary relation between these two "logics ", without forgetting the primacy of practice over theory -- that is, the primacy of the class struggle in economics and politics over the class struggle in theory.
May 20, 1974
To Waldeck Rochet
Elements of
But instead of explaining this historical fact in all its dimensions -- social, political, ideological and theoretical -- I reduced it to a simple theoretical fact: to the epistemological "break " which can be observed in Marx's works from 1845 onwards. As a consequence I was led to give a rationalist explanation of the "break", contrasting truth and error in the form of the speculative distinction between science and ideology, in the singular and in general. The contrast between Marxism and bourgeois ideology thus became simply a special case of this distinction. Reduction + interpretation: from this rationalist-speculative drama, the class struggle was practically absent.
The "break" is not an illusion, nor a "complete myth", as John Lewis claims. I am sorry: I will not give way on this point. That one must explain the "break" without reducing it, I have just admitted. But look at the situation: I reduced the "break" to a simple rationalist-speculative antithesis; but most of my critics reduced it to nothing ! They rubbed it out, obliterated it, erased it, denied it. And how passionately they carried out this work of proscription and destruction! Let us be explicit: there really does exist, in the history of Marx's theoretical reflection, something like a "break", which is not a nullity, but of vital importance for the history of the whole labour movement. And between those who recognize the fact of the "break" and those who want to reduce it to nothing, there exists an opposition which, it must be acknowledged, is ultimately political.
event as the "opening of the Continent of History", or (and) of the irruption, of the sudden appearance of the Continent of History within scientific theory.
ideology/oppressed ideology, class struggle, etc. To take only one example, which can be proved beyond doubt by a process of comparison, I repeat that the theoretical system of the 1844 Manuscripts rested, in contrast, on three basic concepts: Human Essence/Alienation/Alienated Labour.[4] And it should be noted that the "mode of functioning" of this new system or
conceptual apparatus proved to be quite simply different (without any relation in its "nature", without either a continuity or an "inversion") from the "mode of functioning" of the earlier systems. Because what we are seeing here is a "change of terrain" (I proposed, early on, the use of this important metaphor), therefore a "new terrain" on which the new concepts, after much elaboration, can lay down the foundations of a scientific theory, or (another metaphor) "open the road" to the development of what will, irresistibly, become a science, an unusual science, a revolutionary science, but a theory which contains what we recognize in the sciences, because it provides objective knowledge [connaissances objectives ]. As a matter of fact, it is possible on this new terrain to pose, little by little and for the first time, by using the new concepts, the real problems of concrete history, in the form of scientific problems. It is possible to produce (as Marx does in Capital ) proven theoretical results, that is, results which can be verified by scientific and political practice,[5] and are open to methodical rectification.
their organization, which were recognized and rejected as erroneous.
criticism directed at the Social-Democratic leaders for their theoretical errors, contained in the Gotha Programme, and at Wagner for the Hegelian theoretical nonsense which he talked about the concept of value and its "division" into exchange-value and use-value). It is repeated in Lenin (polemic with the Narodniks, the "romantics", with Rosa Luxemburg over Capital, with Kautsky on the State and Imperialism, etc.), in Gramsci (polemic with Bukharin over historical materialism, etc.), and in Mao. It never comes to an end. A science (Lenin repeats it again and again when he talks about historical materialism) never comes to an end.
since they come together, without however recognizing one another, in the theoretical shape of a new-born science. This is the first sense in which a science emerges from its prehistory, like everything that comes into the world, from atoms to living things and to men, including the code for their genetic reproduction.
nevertheless accept the evidence and try to take account of this fact. Every recognized science not only has emerged from its own prehistory, but continues endlessly to do so (its prehistory remains always contemporary: something like its Alter Ego ) by rejecting what it considers to be error, according to the process which Bachelard called "the epistemological break [rupture ]".
we have witnessed,[11] if nothing had been at stake except a simple quarrel over words? This is not a debate about philology! To hang on to or to reject these words, to defend them or to destroy them -- something real is at stake in these struggles, whose ideological and political character is obvious. It is not too much to say that what is at stake today, behind the argument about words, is Leninism. Not only the recognition of the existence and role of Marxist theory and science, but also the concrete forms of the fusion between the Labour Movement and Marxist theory, and the conception of materialism and the dialectic.
be no objectively/revolutionary/movement": Lenin), and, since science is the index of objectivity of theory, the combination of the terms "revolutionary" and "science". But in these combinations, which, if taken seriously, upset the received idea of theory and of science, the terms "theory" and "science" nevertheless remain. This is neither "fetishism" nor bourgeois "reification", nor is it a slip of the pen. Politically and theoretically, we cannot do without these words: because until it is proved otherwise, within the bounds of existing practices we have no others, and we have no better. And if Marx, Engels and Lenin, throughout their political battles and theoretical work, never abandoned them as guides and as weapons, that is because they considered them indispensable to their political and theoretical struggle: to the revolutionary liberation of the proletariat.
constitutes the basis of bourgeois legal and philosophical ideology, the antithesis between Person (Liberty = Free Will = Law) and Thing.[12] Yes, it is quite correct for us to speak of an unimpeachable and undeniable scientific core in Marxism, that of Historical Materialism, in order to draw a vital, clear and unequivocal line (even if you must -- and you must indeed -- continue forever to "work" on this line, to avoid falling into positivism and speculation) between: on the one hand the workers, who need objective, verifiable and verified -- in short scientific -- knowledge, in order to win victory, not in words, but in facts, over their class opponents; and, on the other hand, not only the bourgeoisie, which of course refuses Marxism any claim to be scientific, but also those who are willing to content themselves with a personal or fake theory, put together in their imagination or according to their petty-bourgeois "desire", or who refuse the very idea of a scientific theory, even the word "science", even the word "theory", on the pretext that
every science or even every theory is essentially "reifying", alienating and therefore bourgeois.[13]
Now this is the very point at which I must -- since no-one else has really rendered me the service --[14] declare my theoreticist error: on the question of the "break".
practically.[15] And in fact this disguise, which disguised nothing, did have its consequences. But Marxism, although it is rational, is not Rationalism, not even "modern" Rationalism (of which some of our predecessors, before the war, dreamed, in the heat of the struggle against Nazi irrationalism). And, in spite of everything which I said in another connexion about the basically practical, social and political function of ideology, because (encouraged by The German Ideology ) I used one and the same term in two senses, the importance which I placed in its first use, a philosophical and definitely rationalist one ( = the exposure of illusions, of errors) caused my interpretation, objectively, to fall into theoreticism on this point.
not absolute, but the result of a struggle against survivals of the feudal conception of the world and against the fragile foundations of a new, proletarian conception of the world -- this too is a fact of vital importance for understanding Marx's position. For he was only able to break with bourgeois ideology in its totality because he took inspiration from the basic ideas of proletarian ideology, and from the first class struggles of the proletariat, in which this ideology became flesh and blood. This is the "event" which, behind the rationalist facade of the contrast between "positive truth" and ideological illusion, gave this contrast its real historical dimension. I certainly "sensed" that what was at stake in this debate was the break with bourgeois ideology, since I set to work to identify and characterize this ideology (in terms of humanism, historicism, evolutionism, economism, idealism, etc.). But for want of understanding at that time the mechanisms of ideology, its forms, its functions, its class tendencies, and its necessary relations with philosophy and the sciences, I was not really able to clarify the link existing between, on the one hand, Marx's break with bourgeois ideology, and on the other hand, the "epistemological break".
finally discovered and established truth. "Habemus enim ideam veram . . ." (Spinoza). It is just because (enim ) we possess (habemus ) a true idea that . . . that we can also say: "Verum index sui et falsi "; what is true is the sign both of itself and of what is false, and the recognition of error (and of partial truths) depends on starting from what is true.
to "inject"[17] into it -- in categories which in the last resort were rationalist, I could not explain what was the basis of this break; and if, deep down, I sensed it, I was incapable of grasping it[18] and expressing it.
1. A (speculative) sketch of the theory of the difference between science (in the singular) and ideology (in the singular) in general.
2. The category of "theoretical practice" (in so far as, in
the existing context, it tended to reduce philosophical practice to scientific practice).
3. The (speculative) thesis of philosophy as "Theory of theoretical practice" -- which represented the highest point in the development of this theoreticist tendency.[19]
of historical materialism, not so much because of the use to which I put the distinction (correct in principle) between science and Marxist "philosophy" as because of the way in which I treated this relation (philosophy being, ultimately, treated as theory like science, made of the same stuff, with the added capital letter: Theory). Very unfortunate consequences resulted as far as the presentation of the modality of Marxist science, of Historical Materialism, was concerned -- especially in Reading Capital.
It must be admitted that it thus became tempting to flirt (kokettieren ), not with the structure and its elements, etc. (because all these concepts are in Marx), but for example with the notion of the "effectivity of an absent cause" -- which is, it must be said, much more Spinozist than structuralist! -- in order to account at one and the same time for Classical Political Economy's "mistakes", for the Relations of Production, and even for fetishism (but I did not do so: the theory of fetishism always seemed to me ideological) -- and to herald, by the term structural causality (cf. Spinoza), something which is in fact an "immense theoretical discovery" of Marx but which can also, in the Marxist tradition, be termed dialectical materialist causality. Provided that their critical effects are kept under control, these notions are not entirely useless -- an example is the notion of the "absent cause".[20] But we were not always able to restrain ourselves,
in certain pages of Reading Capital, in that Spring of 1965, and our "flirt" with structuralist terminology obviously went beyond acceptable limits, because our critics, with a few exceptions, did not see the irony or parody intended. For we had in mind quite another Personage than the anonymous author of structuralist themes and their vogue! We shall soon see who.
to understand why: the point is that the Marxist thesis of theoretical anti-humanism, the formulation of which may have "overlapped" with certain good "structuralist" (anti-psychologistic, anti-historicist) reflexes of some important thinkers (Saussure and his school), who of course were no Marxists, came directly into conflict with their humanist ideology. What our critics, fascinated by the pseudo-antagonism between structuralism and humanism, and fixed within an antithesis which suited them, could neither see nor understand, was that certain demarcation lines can overlap in this way, can meet at certain sensitive points; that in the philosophical battle you sometimes have to take over a certain key point occupied by others (who may be enemies) in order to make it part of your own defensive positions (it may then change its significance, because it will then be part of a quite different system); that this integration procedure is not guaranteed by anyone in advance, and that it involves risks, precisely those risks to which Marx draws attention when, in Book I of Capital, he "flirts" with Hegel and his terminology. That is why things must be put back in their proper order. With hindsight, and benefiting from the criticisms which were made of me (I did not ignore them: some were very much to the point) and from further thought, I believe that six years later I can stand by the terms of my brief but precise self-criticism of 1967 and identify a fundamental theoreticist ( = rationalist- speculative) deviation in my first essays (For Marx, Reading Capital ) and also, in Reading Capital, its circumstantial by-product, a very ambiguous "flirtation" with structuralist terminology.
psychoanalysis, etc.), is no "philosophers' philosophy", but a "philosophy" or "philosophical ideology of scientists". That its themes are vague and changing, that their boundary is very ill-defined, does not mean that its general tendency cannot be characterized: as rationalist, mechanistic, and above all formalist. Ultimately (and this can be seen in certain of the texts of Levi-Strauss, and among linguists or other philosophizing logicians) structuralism (or rather: certain structuralists) tends towards the ideal of the production of the real as an effect of a combinatory of elements. But of course since "it" uses a whole lot of concepts drawn from existing disciplines, we could not honestly accuse structuralism of being the first to use the concept of structure!
through their concept, and beginning with these (since this is the only possible way) to make intelligible the concrete realities which can only be grasped by making a detour through abstraction. But just because Marx uses the concepts of structure, elements, point, function, Träger, relations, determination by relations, forms and transformed forms, displacement, etc., that does not make him a structuralist, since he is not a formalist. Here the second demarcation line is drawn.
is a fact: although we suspected that Marxist science was not "a science like the others", we did finally treat it as "a science like the others", thus falling into the dangers of theoreticism. But we were never structuralists.
If we never were structuralists, we can now explain why: why we seemed to be, even though we were not, why there came about this strange misunderstanding on the basis of which books were written. We were guilty of an equally powerful and compromising passion: we were Spinozists. In our own way, of course, which was not Brunschvicg's! And by attributing to the author of the Tractatus Theologico-Politicus and the Ethics a number of theses which he would surely never have acknowledged, though they did not actually contradict him. But to be a heretical Spinozist is almost orthodox Spinozism, if Spinozism can be said to be one of the greatest lessons in heresy that the world has seen! In any case, with very few exceptions our blessed critics, imbued with conviction and swayed by fashion, never suspected any of this. They took the easy road: it was so simple to join the crowd and shout "structuralism"! Structuralism was all the rage, and you did not have to read about it in books to be able to talk about it. But you have to read Spinoza and know that he exists: that he still exists today. To recognize him, you must at least have heard of him.
the only one, but the reasons which I gave at the time are still almost all relevant) just how hard it was in practice to be a Marxist in philosophy. Having for years banged our heads against a wall of enigmatic texts and wretched commentaries on them, we had to decide to step back and make a detour.
certain categories, measured himself against Aristotle, "that great thinker of the Forms". And how can it be denied that these detours, indispensable as they were, nevertheless had to be paid for, that we do not yet know (though we have our suspicions) what the theoretical cost really is, and that we can only find out by ourselves working on these detours ?
its positions -- produce effects useful to materialism. Thus, some light would be thrown on what philosophy really is, therefore on what a philosophy is, and on materialism. And then other things would begin to become clear.
of ideology, it will be said. I agree: but try to find something better before Marx, who himself said little on the subject -- except in The German Ideology, where he said too much. And above all: it is not sufficient to spell out the letter of a theory, one must also see how it operates, that is, since it is always an apparatus of theses, what it refuses and what it accepts. Spinoza's "theory" rejected every illusion about ideology, and especially about the number one ideology of that time, religion, by identifying it as imaginary. But at the same time it refused to treat ideology as a simple error, or as naked ignorance, because it based the system of this imaginary phenomenon on the relation of men to the world "expressed" by the state of their bodies. This materialism of the imaginary opened the way to a surprising conception of the First Level of Knowledge: not at all, in fact, as a "piece of knowledge", but as the material world of men as they live it, that of their concrete and historical existence. Is this a false interpretation? In certain respects, perhaps, but it is possible to read Spinoza in such a way. In fact his categories do function, daringly, in this way in the history of the Jewish people, of its prophets, of its religion, and of its politics, where the primacy of politics over religion stands out clearly, in the first work which, after Machiavelli, offered a theory of history.
alliance between Subject and Goal which "mystifies" the Hegelian dialectic.
moment is only ever the "truth of" the moment which precedes it. When, in a provocative formula which took up Lenin's words ("Marx's doctrine is all-powerful because it is true") directed against the dominant pragmatism and every (idealist) idea of Jurisdiction, I "defined" knowledge as "production " and affirmed the interiority of the forms of scientificity to "theoretical practice", I based myself on Spinoza: not in order to provide The answer, but to counter the dominant idealism and, via Spinoza, to open a road where materialism might, if it runs the risk, find something other than words.
unity of the relations of production and productive forces under the dominance of the relations of production, therefore the problem of the determination by relations on the one hand (you find the trace of this problem everywhere in Marx: cf. the concepts of structure/elements, of position, function, support, etc.) and on the other hand the problem of domination.
all the figures in which it operates, of which it is the dialectic; it is a dialectic which produces its own "spheres" of existence; it is -- to put it bluntly -- a dialectic which produces its own material substance. A thesis which faithfully transposes and translates the fundamental thesis of bourgeois ideology: it is (the capitalist's) labour which has produced capital.
served us as a (sometimes direct, sometimes very indirect) reference: in his effort to grasp a "non-eminent" (that is, non-transcendent) not simply transitive (á la Descartes) nor expressive (á la Leibniz) causality, which would account for the action of the Whole on its parts, and of the parts on the Whole -- an unbounded Whole, which is only the active relation between its parts: in this effort Spinoza served us, though indirectly, as a first and almost unique guide.
I spoke earlier about a theoreticist error. Now I want to speak of a theoreticist tendency. I used the first term in order not to shirk my duty or spare myself in any way. But the second, if I may say so, has even more damaging implications, because it is correct: an erroneous tendency, or more correctly still, a wrongly oriented, therefore deviant tendency. A deviation. For you can ultimately only talk about an error in philosophy, from a Marxist point of view, if you think of philosophy itself in the categories of rationalism (truth/error), that is to say according to non-Marxist philosophical theses. If I simply talked about my philosophical "error", without rectifying this expression by the use of the terms tendency and deviation, I would fall into the trap of the rationalist antithesis between truth and error, and would then be denouncing my past "error" in the name of a "truth" which I now possess: without knowing why I was made a present of it, and without regard to the very special dialectic which is at work in the practice of philosophy, which is not (a) science, but class struggle in theory.[22] Let us advance a thesis: strictly speaking all theoretical errors are scientific ones, in the recurrent relation which links a science to its own prehistory (which remains its contemporary and always accompanies it, its history's Alter Ego). In philosophy we are dealing with tendencies which confront each other on the existing theoretical "battlefield". These tendencies group themselves in the last instance around the antagonism between idealism and materialism, and they "exist" in the form of "philosophies" which realize the tendencies, their variations and their combinations, as a function of class theoretical positions, in which it is the social practices (political ideological, scientific, etc.) which are at stake. Thus, in order to mark this distinction, you have to introduce a category which plays an all-important role in Marxist political practice and theoretical reflexion on philosophical theses and tendencies: the category of correctness. That
is why I proposed (in my Philosophy Course for Scientists, 1967) the express use of this category to characterize the special "nature" of philosophical propositions, theses (or positions : a position which is marked out, thus takes up position, by occupying a position on the basis of and against other positions ), saying: "Philosophy states propositions which are theses: a thesis is said to be correct or not ". You can say the same of tendencies, which are the effect of an apparatus of theses. A tendency is correct or deviant (it follows a correct line or more or less departs from a correct line, even to the point of becoming antagonistic to it). Correctness does not fall from the sky: it has to be worked for, and may involve considerable effort, and it must be continually reworked: there must be adjustment. There is no doubt that philosophy also has a theoretical function, but the question is: of what kind and under what conditions? You would need an extensive treatment of the subject in order to answer this question. The point that I wanted to bring home, and which seems to me, as things are, decisive for Marxism, is not only the "mixed-up" character of the theoretical and practical functions of philosophy, but the primacy of the practical function over the theoretical function in philosophy itself. It was to mark the decisive importance of this position (Thesis) and to clarify the primacy of the practical function that I put forward the thesis: "Philosophy is, in the last instance, class struggle in theory".
mixed up together -- not all enemies are equally enemies, and in the heat of the struggle it is not always easy to identify in the crowd the main enemy, and to recognize that there also exist secondary enemies, which may be fighting for old positions (as if the front line had not changed), or for "partial" or misplaced stakes. It is therefore necessary to fight, if not everywhere at the same time, at least on several fronts, taking account both of the principal tendency and of the secondary tendencies, both of the principal stake and of the secondary stakes, while all the time "working" to occupy correct positions. All this will obviously not come about through the miracle of a consciousness capable of dealing with all problems with perfect clarity. There is no miracle. A Marxist philosopher able to intervene in the theoretical class struggle must start out from positions already recognized and established in the theoretical battles of the history of the Labour Movement -- but he can only understand the existing state of the theoretical and ideological "terrain" if he comes to know it both theoretically and practically: in and through struggle. It may be that in the course of his endeavours, even when he starts out from already established positions in order to attack open or disguised enemies, he will take up positions which in the course of struggle are shown to be deviant positions, out of step with the correct line which he is aiming for. There is nothing astonishing in that. The essential thing is that he should then recognize his deviation and rectify his positions in order to make them more correct.
tendencies, there exist manifest or latent elements of the other tendency. And how could it be otherwise, if the role of every philosophy is to try to besiege the enemy's positions, therefore to interiorize the conflict in order to master it? Now this mastery may escape precisely whoever is trying to establish it. For a simple reason: the fate of philosophical theses does not depend only on the position on which they stand -- because the class struggle in theory is always secondary in relation to the class struggle in general, because there is something outside of philosophy which constitutes it as philosophy, even though philosophy itself certainly does not want to recognize the fact.
"distinctions", however, are actually not distinctions, which determine a result, but divisions, the lines of which open up a path. On this basis, work can begin -- the tools are of course always open to improvement -- on a better understanding of what happens in "philosophy" and in "a" philosophy.
were clarified, what categories and concepts were proposed which perhaps allowed us a better understanding of what is offered and reserved to us by the extraordinary theory bearing the name of Marx. But I think that I can say that a "front" was opened; and that even if it was not held and defended all along the line in the same manner, with equally correct arguments, it remains true that in its essentials (as far as the principal tendency was concerned) it was held on the basis of dialectical-materialist principles. My opponents did certainly recognize the weak points. And even if they were not able to take an "overall view" (for some of them this did not matter), they did turn to their advantage those details which could be so used, and the rest they invented. It was a fair fight. But, what is more important, certain of the theses which we attacked were forced to retreat: for example, the humanist and historicist theses, etc.
and "reworked" from another point of view, which must split it up into the elements of the complex process of the "production" of knowledge, where the class conflicts of the practical ideologies combine with the theoretical ideologies, the existing sciences and philosophy.
and ideological conditions which determine it. And, among these conditions, the most important in certain cases, and indisputably in the case of Marx, is the intervention of class theoretical positions, or what could be called the intervention of the philosophical "instance".[23]
ferring on it, by the use of the single term "theory", the same status as a science. In theoretically overestimating philosophy, I underestimated it politically, as those who correctly accused me of not "bringing in" the class struggle were quick to point out. Another proof of this is the introduction, in Lenin and Philosophy, where I did rectify the essential point of my deviation in proposing a new definition of philosophy ("politics in theory"), of the system of "double, equal representation" at the level of the Sciences and of Politics, and the Thesis borrowed, not accidentally, from Hegel: philosophy always rises when dusk has fallen, in the historical period following a unique event -- not the event of a political-ideological revolution, but the event of the birth or modification of the Sciences themselves. This was still an improvised solution, that is, a semi-compromise, which, while making some allowance for the events of the history of the sciences and for the philosophical reactions to them, did not really do them justice, because a priori it did them justice too well. If I now propose a different formula: "philosophy is, in the last instance, class struggle in theory", it is precisely in order to be able to give both the class struggle (the last instance) and the other social practices (among them scientific practice) their due in their "relation" to philosophy.
On the Evolution
more the object and the stake of a fierce and implacable class struggle. When he demonstrated that human history is the history of class societies, therefore of exploitation and of class domination, and thus finally of class struggle, when he demonstrated the mechanisms of exploitation and of capitalist domination, Marx collided directly with the interests of the ruling classes. Their ideologists let fly against him, and even now are still intensifying their attacks. But the exploited classes, and above all the workers, recognized "their" truth in Marx's scientific theory: they adopted it, and made it a weapon in their revolutionary class struggle. This recognition bears a name in history: it is the Union (or, as Lenin said, the Fusion) of the Labour Movement and Marxist Theory. This Encounter, this Union, this Fusion, have never taken place spontaneously or easily. For the Labour Movement, which existed long before the appearance and spread of Marxist theory, came under the influence of petty-bourgeois ideological conceptions, like utopian socialism, anarchism, etc. A great deal of work and a very long ideological and political struggle were needed before the Union could take place and acquire a historical existence. The very conditions of its realization and existence mean that this Union cannot be a once-and-for-all victory. It does not exist in isolation from the class struggle, and must be incessantly defended in the course of a bitter class struggle against the deviations and crises which threaten it: the evidence is the treachery, yesterday, of the Second International, and today the split in the International Communist Movement.
wish (whatever our place in this struggle) to advance in the exploration of the "History Continent", or (what, in one precise respect, comes to the same thing) to arrive at an active understanding of the forms of the present-day proletarian class struggle, we must go further. We must ask ourselves: under what conditions was Marx's scientific discovery possible?
the system of Marxist concepts and the system of pre-Marxist notions. This absence of a relation of continuity, this theoretical difference, this dialectical "leap", I called an "epistemological break" [coupure or rupture ].
of History. I repeat: not simply from the standpoint of the existence of Marxist science as science, but from the standpoint of Marxist science as the science of History.
which performed necessary functions in the reproduction of the relations of production of a given class society.
But Engels and Lenin do not stop there. They do not defend a purely internal, purely "epistemological" conception of the appearance of Marxist science. They recall that these three theoretical elements exist against a historical background: a material, social and political history, dominated by decisive transformations in the forces and relations of production, by centuries of class struggle pitting the rising bourgeoisie against the feudal aristocracy, and finally dominated by the first great actions of the proletarian class struggle. In a word, they remind us that it is practical (economic, political, ideological) realities which are represented theoretically, in more or less abstract form, in German philosophy, English political economy and French socialism.
articles of the Rheinische Zeitung (1841) from the revolutionary break [rupture ] of 1845, recorded in the Theses on Feuerbach and The German Ideology, in the famous phrases proclaiming the "settling of accounts with our erstwhile philosophical consciousness", and the arrival of a new philosophy which will no longer "interpret the world" but "change it". In these four years we see a young son of the Rhenish bourgeoisie move from bourgeois-radical political and philosophical positions to petty-bourgeois-humanist positions, then to communist-materialist positions (an unprecedented revolutionary materialism).
If this is true, and if philosophy really does represent politics in theory, we can say that the philosophical position of the young Marx represents, in its variations, the class theoretical conditions of his thought. If this is true, then it is no surprise that the break of 1845, which ushered in a new science, is first expressed in the form of a philosophical break [rupture ] , of a "settling of accounts" with an erstwhile philosophical consciousness, and in terms of the proclamation of an unprecedented philosophical position.
Marx's political position in philosophy. In other words: Marx was taking a first step, but a decisive and irreversible one, towards proletarian class theoretical (philosophical) positions.
of History, etc., are the theoretical form. For the mechanisms to become visible, it is necessary to leave these ideologies, that is, to "settle accounts" with the philosophical consciousness which is the basic theoretical expression of these ideologies. It is therefore necessary to abandon the theoretical position of the ruling classes, and take up a position from which these mechanisms can become visible: the proletarian standpoint. It is not enough to adopt a proletarian political position. This political position must be worked out into a theoretical (philosophical) position so that the causes and mechanisms of what is visible from the proletarian standpoint may be grasped and understood. Without this displacement, the science of History is unthinkable and impossible.
page 163
3.
page 165
The following text contains the main arguments with which Louis Althusser accompanied his submission, at the University of Picardy, of certain of his earlier writings [1] for the degree of doctorat d' Etat.
"The dialectical form of exposition is only
It therefore only exists in so far as this conflict has made it something distinct, and this distinctive character can only be won and imposed in an indirect way, by a detour involving ceaseless study of other, existing positions. This detour is the form of the conflict which determines what side a philosophy takes in the battle and on the "Kampfplatz" (Kant), the battlefield which is philosophy. Because if the philosophy of philosophers is this perpetual war (to which Kant wanted to put an end by introducing the everlasting peace of his own philosophy), then no philosophy can exist within this theoretical relation of force except in so far as it marks itself off from its opponents and lays siege to that part of the positions which they have had to occupy in order to guarantee their power over the enemy whose impress they bear. If -- as Hobbes says, speaking perhaps to empty benches, and with reference as much to philosophy as to the society of men -- war is a generalized state, and leaves nowhere in the world for a shelter, and if it produces its own condition as its own result, which means that every war is essentially preventive, it is possible to understand that the war of philosophies, in which systems come into conflict, presupposes the preventive strike of positions against one another, and thus the necessary use by a philosophy of a detour via other philosophies in order to define and defend its own positions. If philosophy is, in the last instance, class struggle at the level of theory, as I have recently argued, then this struggle takes the form, proper to philosophy, of theoretical demarcation, detour and production of a distinctive position. To prove it, I need only refer, aside from the whole of philosophical history, to Marx himself, who was only able to define himself by reference to Hegel and by marking himself off from Hegel. And I think that, from afar, I have followed his example, by allowing myself to refer back to Spinoza in order to understand why Marx had to refer back to Hegel.
via Hobbes, Spinoza, Locke, Montesquieu, Rousseau and Kant. I claimed that it was necessary to get rid of the suspect division between philosophy and politics which at one and the same time treats the political figures as inferior, that is, as non-philosophers or Sunday-afternoon philosophers, and also implies that the political positions of philosophers must be sought exclusively in the texts in which they talk explicitly about politics. On the one hand I was of the opinion that every political thinker, even if he says almost nothing about philosophy, like Machiavelli, can nevertheless be considered a philosopher in a strong sense; and on the other hand I held that every philosopher, even if he says almost nothing about politics, like Descartes, can nevertheless be considered a political thinker in a strong sense, because the politics of philosophers -- that is, the politics which make philosophies what they are -- are something quite different from the political ideas of their authors. For if philosophy is in the last instance class struggle at the level of theory, the politics which constitute philosophy (like the philosophy which supports the thought of political thinkers) cannot be identified with such-and-such an episode of the political struggle, nor even with the political inclinations of the authors. The politics which constitute philosophy bear on and turn around a quite different question: that of the ideological hegemony of the ruling class, whether it is a question of organizing it, strengthening it, defending it or fighting against it. Here I am using formulae which I was not earlier in a position to put forward. But if I may say so, I was little by little discovering, as I challenged some accepted ideas, something resembling what I later called a "new practice of philosophy", and having discovered the need for this new practice, I straightaway started, for better or worse, to put it into practice -- with the result, in any case, that it did later provide me with a special way of approaching Marx.
CPSU was baptised by the name (without a concept) of the "personality cult", together with the rightist interpretations which then engulfed Marxism, celebrating or exploiting liberation or the hope of its coming in philosophies of man, of his freedom, of his designs, of transcendence, etc. -- these circumstances obliged me to throw myself into the battle. Keeping everything in proportion, you might say that like the young Marx, writing for the Rheinische Zeitung, who was "forced to give an opinion on some practical questions" (the theft of wood or the Prussian censorship), I too was soon forced -- on pain of being misunderstood on account of my silence -- to "give an opinion" on some burning questions of Marxist theory. The occasion for me to do so was accidental; that is, it happened that in 1960 I had to write a simple review for the journal La Pensée of an international collection of articles on the young Marx. This review became a counter-attack, which did not simply take the accepted theses to task but attacked them from the flank; thus I displaced the ground of the debate and to this end proposed a certain number of theses which since that time I have continued to argue, to work on and then to rectify.
que of dogmatism; and also philosophical interventions in politics, against economism and its humanist "appendix". But since they appealed to the history of the Labour Movement and to Marx, they could not be reduced to a simple commentary on the conjuncture. And I want to say this: whatever might be thought about its weaknesses and its limits, this philosophical intervention was the work of a member of the Communist Party, acting -- even if I was at first isolated, even if I was not always listened to, even if I was then and still am criticized for what I said -- within the Labour Movement and for it, thus the work of a militant trying to take politics seriously in order to think out its conditions, limits and effects within theory itself, trying in consequence to define the line and forms of intervention. It cannot be denied that such an initiative involved great efforts and risks. And since I am talking about risks, I may be allowed to talk about one of them (leaving the others undiscussed), the one which concerns the theoretical position of my essays.
thesis (among so many others): "Marx's theory is all-powerful because it is true" (it is not because it is verified by its successes and failures that it is true, but because it is true that it is verifiable by its successes and failures). But I brought in other arguments: that mathematics do not require the application of their theorems in physics and chemistry in order to prove them; that the experimental sciences do not require the technical application of their results in order to prove them. For demonstration and proof are the product of definite and specific material and theoretical apparatuses and procedures, internal to each science. There again it is the relative autonomy of theory which was at stake, not this time in opposition to theoretical idealism, but in opposition to the pragmatic and empiricist lack of discrimination which made it impossible to distinguish practices from one another, like the cows in the Hegelian night.
that is in fact not rely on anything, neither on an existing State nor on an existing Prince, but on the non-existent impossibility: a new Prince in a new Principality.
and empowered by these examples, I would say: yes, I did consciously confront and deal with the relation between ideas as a relation of force, and yes, I did consciously "think in extremes" about some points which I considered important and bend the stick in the opposite direction. Not for the pleasure of provocation, but to alert my readers to the existence of this relation of forces, to provoke them in this connexion and to produce definite effects, not in function of some belief in the omnipotence of theory, for which I have been reproached by certain "headmasters" of the school of philosophy, but on the contrary in the materialist knowledge of the weakness of theory left to itself, that is, in the consciousness of the conditions of force which theory must recognize and to which it must defer if it is to have a chance of transforming itself into a real power.
to be able to explain these failings I needed the perspective of time -- not just a ten years interval, but the experience of the effects caused by my writings, of further work and of self-criticism. It has been written: you need to understand. I would add: especially to understand what you yourself have written.
expressed the hope, in the Preface to Capital, for "a reader who is willing . . . to think for himself". In order to try to understand what Marx had thought, the very least that we had to do was to return to Marx and "think for ourselves" about what he had thought.
that it had to be extracted, and basing myself on the available fragments and examples, I tried to give it a form resembling its concept. That is why the question of Marxist philosophy naturally occupied the centre of my attention. I did not make it the centre of the world, I did not raise philosophy to the level of command, but I had to make this philosophical detour in order to grapple with the radical character of Marx's work.
The "Last Instance . . ."
I now suggest to you that my essays should be approached by three rough paths which travel across them and intersect.
very important, for example by placing positive law, which Hegel includes within civil society, in the category of the superstructure, and thus distinguishing something very different from simple realities: their efficacy and its dialectic.
image which it invokes (court of the last instance), that is because there are others, those which figure in the legal-political and ideological superstructure. The mention of the last instance in determination thus plays a double role: it divides Marx sharply off from all mechanistic explanations, and opens up within determination the functioning of different instances, the functioning of a real difference in which the dialectic is inscribed. The topography thus signifies that the determination in the last instance by the economic base can only be grasped within a differentiated, therefore complex and articulated whole (the "Gliederung "), in which the determination in the last instance fixes the real difference of the other instances, their relative autonomy and their own mode of reacting on the base itself.
In this manner we come back to the themes developed in my essays, whose object was to differentiate between Marx and Hegel. I have stated elsewhere what debt Marx owed to Hegel, and also why he was constantly forced to make the detour via Hegel in order to find his own way forward.[4]
but on the basis of the whole process which, behind this consciousness, produces it.
not only everything about the dialectic but also the dialectic itself.
no assignable Origin in Hegel, but that is because the whole process, which is fulfilled in the final totality, is indefinitely, in all the moments which anticipate its end, its own Origin. There is no Subject in Hegel, but that is because the becoming-Subject of substance, as an accomplished process of the negation of the negation, is the Subject of the process itself. If Marx took over the idea of the dialectic from Hegel, he not only "inverted" it in order to rid it of the pretension or fantasy of self-production, but also had to transform its figures so that they should cease to produce the implied effects. Lenin made the point again and again during the years 1918-23 that if socialism does not succeed in transforming petty commodity production, then, as long as it is allowed to exist, petty commodity production will continue to give rise to capitalism. One might say, in the same manner: as long as Marxism does not succeed in transforming the figures of the dialectic mystified by Hegel, these figures will continue to give rise to Hegelian, mystified effects. Now this transformation was not to be found in my head, nor only in the future, but out in the open in the texts of Marx and Lenin and the practice of the proletarian class struggle.
On this point I believed that I had found an important difference between Marx and Hegel. For Hegel, society, like history, is made up of circles within circles, of spheres within spheres. Dominating his whole conception is the idea of the expressive totality, in which all the elements are total parts, each expressing the internal unity of the totality which is only ever, in all its complexity, the objectification-alienation of a simple principle. And in fact, when you read the Rechtsphilosophie, you find that Hegel is deploying, in the dialectic of the Objective Spirit which produces them, the spheres of abstract law, of Moralität and Sittlichkeit, so that each produces the other through the negation of the negation so as to find their truth in the State. There are many differences between them, but since their relation is always one of "truth", these differences are always affirmed only to be denied and transcended in other differences, and this is possible because in each difference there is already present the in-itself of a future for-itself. And when you read the Introduction to the Philosophy of History, you find the same process, one might even say the same procedure: each moment of the development of the Idea exists in its States, which realize a simple principle -- the beauty of individuality for ancient Greece, the legal spirit for Rome, etc. And borrowing from Montesquieu the idea that in a historical totality all concrete determinations, whether economic, political, moral or even military, express one single principle, Hegel conceives history in terms of the category of the expressive totality.
these categories, that everything is either infrastructure or superstructure. You could even argue for the idea, essential to Capital, that the Marxist theory of societies and of history implies a whole theory of their incidental costs and their failures. Marx only says that you must distinguish, that the distinctions are real, irreducible, that in the order of determination the share of the base and that of the superstructure are unequal, and that this inequality or unevenness in dominance is constitutive of the unity of the whole, which therefore can no longer be the expressive unity of a simple principle all of whose elements would be the phenomena.
fixed -- it is an articulated system of positions governed by the determination in the last instance.
terms into operation which you cannot obtain just by giving the second a sign obtained by negating that of the first. This is because they are caught up in a relation of unevenness which continuously reproduces its conditions of existence just on account of this contradiction. I am talking for example about the contradiction within which the capitalist mode of production exists and which, tendentially, condemns it to death, the contradiction of the capitalist relation of production, the contradiction which divides classes into classes, in which two quite unequal classes confront each other: the capitalist class and the working class. Because the working class is not the opposite of the capitalist class, it is not the capitalist class negated, deprived of its capital and its powers -- and the capitalist class is not the working class plus something else, namely riches and power. They do not share the same history, they do not share the same world, they do not lead the same class struggle, and yet they do come into confrontation, and this certainly is a contradiction since the relation of confrontation reproduces the conditions of confrontation instead of transcending them in a beautiful Hegelian exaltation and reconciliation.
who was the principal theoretician of alienation before Hegel, I once added as a sub-title to my article "On the Materialist Dialectic" the phrase: "On the Unevenness of Origins", signifying by the plural, origins, that there is no Origin in the philosophical sense of the term, and that every beginning is marked with unevenness.
weakest link, and correlatively how can we understand the stagnation in the class struggle in those countries where it appeared to be triumphant, without the Leninist category of uneven development, which refers us back to the unevenness of contradiction and its over- and underdetermination? I am deliberately stressing underdetermination, because while certain people easily accepted a simple supplement to determination, they could not accept the idea of underdetermination, that is, of a threshold of determination which, if it is not crossed, causes revolutions to miscarry, revolutionary movements to stagnate or disappear, and imperialism to rot while still developing, etc. If Marxism is capable of registering these facts, but not capable of understanding them, if it cannot grasp, in the strong sense, the "obvious" truth that the revolutions which we know are either premature or miscarried, but from within a theory which dispenses with the normative notions of prematurity and of miscarriage, that is, with a normative standpoint, then it is clear that something is wrong on the side of the dialectic, and that it remains caught up in a certain idea which has not yet definitively settled accounts with Hegel.
On The Process Of Knowledge
I now want, much more briefly, to take another path across my essays in order to look at another group of theses developed there on the question of "knowledge".
phrase, "Habemus enim ideam veram . . ."? That we have a true idea? No: the weight of the phrase lies on the "enim ". It is in fact because and only because we have a true idea that we can produce others, according to its norm. And it is in fact because and only because we have a true idea that we can know that it is true, because it is "index sui ". Where does this true idea come from? That is quite a different question. But it is a fact that we do have it (habemus ), and whatever it may be that produces this result, it governs everything that can be said about it and derived from it. Thus Spinoza in advance makes every theory of knowledge, which reasons about the justification of knowledge, dependent on the fact of the knowledge which we already possess. And so every question of the Origin, Subject and Justification of knowledge, which lie at the root of all theories of knowledge, is rejected. But that does not prevent Spinoza from talking about knowledge: not in order to understand its Origin, Subject and Justification, but in order to determine the process and its moments, the famous "three levels", which moreover appear very strange when you look at them close up, because the first is properly the lived world, and the last is specially suited to grasping the "singular essence" -- or what Hegel would in his language call the "universal concrete" -- of the Jewish people, which is heretically treated in the Theologico-Political Treatise.
which he did explain himself: that of "production ". At one and the same time he outlines the general characteristics of production and yet argues that general production and, a fortiori, production in general do not exist, because only particular modes of production exist within concrete social formations. This is one way of saying that everything takes place within the concrete structure of particular processes, but that in order to be able to grasp what is happening you need the help of that minimum of non-existent generality without which it would be impossible to perceive and understand what does exist. Well, I think that the 1857 Introduction is in this vein. I think that it introduces neither a "theory of knowledge" nor its surrogate, an epistemology: I think that it only expresses that minimum of generality without which it would be impossible to perceive and understand the concrete processes of knowledge. But just like the general concept of production, the general concept of knowledge is there only to disappear in the concrete analysis of concrete processes: in the complex history of the processes of knowledge.
of which functioned as the theoretical raw material, the second as the instruments of theoretical labour, and the third as the concrete-in-thought or knowledge. I admit that Spinoza was involved in this affair, too, because of his "three levels of knowledge", and the central role of the second: scientific abstraction.
inserted between his first and second levels of knowledge, and thus I produced a certain number of ideological effects which, as I have pointed out in my Elements of Self-criticism, were not free of all theoreticism.
in thinking about the interval separating this "before " from the "after ", an interval which is the process of knowledge itself, and in recognizing that this process, defined by the "work of elaboration" of successive forms, was inscribed precisely, from beginning to end, in a transformation which bears not on the real object,[8] but only on its stand-ins, first of all on the perceptions and images, then on the concepts which come out of them. Thus I arrived at my thesis: if the process of knowledge does not transform the real object, but only transforms its perception into concepts and then into a thought-concrete, and if all this process takes place, as Marx repeatedly points out, "in thought ", and not in the real object, this means that, with regard to the real object, in order to know it, "thought" operates on the transitional forms which designate the real object in the process of transformation in order finally to produce a concept of it, the thought-concrete. I referred to the set of these forms (including the last one) produced by this operation in terms of the category "object of knowledge". In the movement which causes the spontaneous perceptions and images to become the concept of the real object, each form does indeed relate to the real object, but without becoming confused with it. But neither can the thought-concrete which is finally produced be confused with the real, and Marx attacks Hegel precisely for allowing this confusion to take place. Once again Spinoza came to mind, and the memory of his haunting words: the idea of a circle is not the circle, the concept of a dog does not bark -- in short, you must not confuse the real thing and its concept.
two attributes extension and thought. Marx protects himself in another way, more securely, by the use of the thesis of the primacy of the real object over the object of knowledge, and by the primacy of this first thesis over the second: the distinction between the real object and the object of knowledge. Here you have that minimum of generality, that is, in the case in question, of materialist theses, which, by drawing a line between themselves and idealism, open up a free space for the investigation of the concrete processes of the production of knowledge. And finally, for whoever wants to make the comparison, this thesis of the distinction between real object and object of knowledge "functions" in a very similar manner to Lenin's distinction between absolute truth and relative truth, and to a very similar purpose.
of things, and in diametrical opposition to this appearance, their unrecognized "intimate relations". It was a question of getting people to understand and to appreciate the unprecedented break which Marx had to make with the accepted world of appearances, that is, with the overwhelmingly "obvious truths" of the dominant bourgeois ideology. And since we were ourselves involved in the matter, it was a question of turning this truth into a living and active truth for us, because we had to break with other "obvious truths", sometimes couched in Marx's own vocabulary, whose meaning the dominant ideology or deviations in the Labour Movement had distorted. It was a question of recalling that if, as Lenin said, "the living soul of Marxism is the concrete analysis of a concrete situation", then knowledge of the concrete does not come at the beginning of the analysis, it comes at the end, and the analysis is only possible on the basis of Marx's concepts, and not on the basis of the immediate, "obvious" evidence of the concrete -- which one cannot do without, but which cannot really be understood from the marks which it bears on its face.
adds something to reality -- precisely, knowledge of reality -- only to give it back, and the cycle is only a cycle, and therefore living, as long as it reproduces itself, because only the production of new knowledge keeps old knowledge alive. These things happen more or less as in Marx's text, which says: living labour must "add new value to materials" in order that the value of the "dead labour" contained in the means of production should be preserved and transferred to the product, since (I quote) it is "by the simple addition of a certain quantity of labour that . . . the original values of the means of production are preserved in the product" (Capital, Part III, ch. VIII, "Constant Capital and Variable Capital").
Marx and Theoretical Humanism
I now want, very briefly, to follow one last path across my essays, in order to test out another provocative thesis: that of Marx's theoretical anti-humanism. I would say that, just for the pleasure of watching the ideological fireworks with which it was met, I would have had to invent this thesis if I had not already put it forward.
It is a serious thesis, as long as it is seriously read, and above all as long as serious attention is paid to one of the two words which make it up, and not the diabolical one, but the word "theoretical ". I said and repeated that the concept or category of man did not play a theoretical role in Marx. But unfortunately this term "theoretical" was ignored by those who did not want to understand it.
because -- in a simple little phrase which the young Marx took over from Feuerbach, and which provoked some scholarly discussion among the participants in last summer's Hegel Congress in Moscow -- the world is the world of man and man is the world of man. The sun and the stars, the dragon-flies, perception, intelligence and passion are only so many transitions on the road to the decisive truths: man's specific characteristic, unlike the stars and the animals, is to have his own species, the essence of his species, his whole generic essence as the object, and in an object which owes nothing to nature or religion. By the mechanism of objectification and inversion, the generic essence of man is given to man, unrecognizable in person, in the form of an exterior object, of another world, in religion. In religion, man contemplates his own powers, his productive forces as powers of an absolute other before whom he trembles and kneels down to implore pity. And this is perfectly practical, because out of it came all the rituals of religious worship, even the objective existence of miracles, which really do take place in this imaginary world since they are only, in Feuerbach's words (and I quote), "the realization of a desire" (Wunscherfüllung ). The absolute object which is man thus comes up against the absolute in God, but does not realize that what he comes up against is himself. The whole of this philosophy, which does not limit itself to religion, but also deals with art, ideology, philosophy, and in addition -- a fact which is too little known -- with politics, society, and even history, thus rests on the identity of essence between subject and object, and this identity is explained by the power of man's essence to project itself in the self-realization which constitutes its objects, and in the alienation which separates object from subject, makes the object exterior to the subject, reifies it, and inverts the essential relation, since scandalously enough the Subject finds itself dominated by itself, in the form of an Object, God or the State, etc., which is however nothing but itself.
called for an inversion of the imaginary domination of the attributes of the human subject; it called on man finally to claim back possession of his essence, alienated in his domination by God and the State; it called on man finally -- no longer in the imaginary world of religion, in the "heaven of the State", or in the alienated abstraction of Hegelian philosophy, but on the earth, here and now, in real society -- to realize his true human essence which is the human community, "communism".
classical philosophy has reproduced in the categories of its systems both the right of man to know, out of which it has made the subject of its theories of knowledge, from the cogito to the empiricist and the transcendental subject; and the right of man to act, out of which it has made the economic, moral and political subject. I believe, but obviously cannot prove it here, that I have the right to claim the following: in the form of the different subjects in which it is both divided up and disguised, the category of man, of the human essence, or of the human species, plays an essential theoretical role in the classical pre-Marxist philosophies. And when I talk about the theoretical role which a category plays, I mean that it is intimately bound up with the other categories, that it cannot be cut out of the set without altering the functioning of the whole. I think I can say that, with a few exceptions, the great classical philosophy represents, in implicit form, an indisputably humanist tradition. And if in his own way Feuerbach "blows the gaff", if he puts the human essence squarely at the centre of the whole thing, it is because he thinks that he can escape from the constraint which caused the classical philosophies to hide man behind a division into several subjects. This division, let us say into two subjects, in order to simplify matters, which makes man a subject of knowledge and a subject of action, is a characteristic mark of classical philosophy and prevents it from coming out with Feuerbach's fantastic declaration. Feuerbach himself thinks that he can overcome this division: for the plurality of subjects he substitutes the plurality of attributes in the human subject, and he thinks that he can settle another politically important problem, the distinction between individual and species, in terms of sexuality, which suppresses the individual because it requires that there should always be at least two of them, which already makes a species. I think that it becomes obvious from the manner in which Feuerbach proceeds that even before him the main concern of philosophy was man. The difference was that man was divided up between several subjects, and between the individual and the species.
at one and the same time both against the existing philosophies of society and history and against the classical tradition of philosophy, and thus through them against the whole of bourgeois ideology.
circumstances and within certain social strata, and even in a religious form, express the revolt of the masses against exploitation and oppression. But this raises no difficulty, as soon as you realize that Marxism recognizes the existence of ideologies and judges them in terms of the role which they play in the class struggle.
they also involve things, the means of production, derived from material nature. The production relation is, says Marx, a relation of distribution: it distributes men among classes at the same time and according as it attributes the means of production to a class. The classes are born out of the antagonism in this distribution which is also an attribution. Naturally, human individuals are parties to this relation, therefore active, but first of all in so far as they are held within it. It is because they are parties to it, as to a freely agreed contract, that they are held within it, and it is because they are held within it that they are parties to it. It is very important to understand why Marx considers men in this case only as "supports" of a relation, or "bearers" of a function in the production process, determined by the production relation. It is not at all because he reduces men in their concrete life to simple bearers of functions: he considers them as such in this respect because the capitalist production relation reduces them to this simple function within the infrastructure, in production, that is, in exploitation. In effect, the man of production, considered as an agent of production, is only that for the capitalist mode of production; he is determined as a simple "support" of a relation, as a simple "bearer of functions", completely anonymous and interchangeable, for if he is a worker he may be thrown into the street, and if he is a capitalist he may make a fortune or go bankrupt. In all cases he must submit to the law of a production relation, which is a relation of exploitation, therefore an antagonistic class relation; he must submit to the law of this relation and its effects. If you do not submit the individual concrete determinations of proletarians and capitalists, their "liberty" or their personality to a theoretical "reduction", then you will understand nothing of the terrible practical "reduction" to which the capitalist production relation submits individuals, which treats them only as bearers of economic functions and nothing else.
of interchangeable functions is, within capitalist exploitation, which is the fundamental capitalist class struggle, to mark them irreparably in their flesh and blood, to reduce them to nothing but appendices of the machine, to cast their wives and children into the hell of the factory, to extend their working day to the maximum, to give them just enough to reproduce themselves, and to create that gigantic reserve army from which other anonymous bearers can be drawn in order to put pressure on those who are in employment, who are lucky enough to have work.
political relations abstract from the living man in order to treat him as a simple "support of the political relation", as a free citizen, even if his vote only reinforces his servitude. And thus too the ideological relations abstract from the living man in order to treat him as a simple subject either subjected to or rebelling against the ruling ideas. But all these relations, each of which uses the real man as its support, nevertheless determine and brand men in their flesh and blood, just as the production relation does. And since the production relation is a relation of class struggle, it is the class struggle which in the last instance determines the superstructural relations, their contradiction, and the overdetermination with which they mark the infrastructure.
forms of the class struggle, from the economic struggle to the political and ideological struggle, and thus for the interplay existing between these struggles and for the contradictions existing in this struggle.
makes a detour via these relations of which living men are the "bearers", it is in order finally to be able to grasp the laws which govern both their lives and their concrete struggles.
the objective historical conditions had not yet produced their object. If this hypothesis is correct, it becomes possible to understand that the Commune, in answering Marx's expectations, rendered the theme of alienation superfluous, as did the whole of Lenin's political practice. In fact alienation disappears from Marx's thought after the Commune, and never appears in Lenin's immense work.
Elements of
Self-Criticism
page 102
Foreword
The reader will find two previously unpublished essays here.
The first dates from June 1972. It was to be included in the Reply to John Lewis, thus adding to the elements of self-criticism to be found there, which in fact, it may be remembered, were limited to a rectification of the definition of philosophy. But in the end it could not be included in that text, which had to be kept to the length of what was actually only a magazine article, and also because I wanted to preserve the unity of the same text when it was published in French.
In this essay there can be found, for the first time, a critical examination of the positions I took in For Marx and Reading Capital -- positions which, two years after the publication of these works, in the Preface to the Italian edition of Reading Capital, I characterized as affected by a "theoreticist tendency".
I have taken the opportunity of adding to these Elements of Self-Criticism, as a supplement, an earlier essay (from July 1970), which deals with the development of the young Marx, and indicates in what direction I was then working.
This self-criticism, whose "logic " and internal arguments I present here, in the form in which they came to disturb our course of thought on the subject, is naturally not a purely internal phenomenon. It can only be understood as the effect of a quite different, external "logic", that of the political events which I referred to in the Reply to John Lewis.
page 103
page 104
who admired Spinoza
and spent a long day with me
talking about him, in June 1966.
page 105
Self-Criticism
I really think that, after John Lewis has given his point of view on my essays (which are now between seven and twelve years old, since the first article collected in For Marx dates from 1960), after so many critics, indeed, have given their points of view, that I should now present my own.
I have never disowned my essays: there was no good reason to do so. But, in 1967, two years after their publication, I admitted (in an Italian edition of Reading Capital, as well as in other foreign editions) that they were marked by an erroneous tendency. I pointed out the existence of this error, and I gave it a name: theoreticism. Today, I think I can go further, and define the special "object" of the error, its essential forms and its reverberations.
I should add that instead of talking about an error it would be better to talk about a deviation. A theoreticist deviation. You will see why I am suggesting a change of terminology -- that is, in this case, a change of category -- and what is at stake philosophically and politically when I stress this nuance.
The whole thing can be summed up in a few words.
I wanted to defend Marxism against the real dangers of bourgeois ideology: it was necessary to stress its revolutionary new character; it was therefore necessary to "prove" that there is an antagonism between Marxism and bourgeois ideology, that Marxism could not have developed in Marx or in the labour movement except given a radical and unremitting break with bourgeois ideology, an unceasing struggle against the assaults of this ideology. This thesis was correct. It still is correct.
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All the effects of my theoreticism derive from this rationalist-speculative interpretation.
Thus, to straighten things out, I must re-examine the situation from a critical perspective: not in order to introduce new subjects of discussion (which would create a diversion), but in order to come back to that departure point, to that special "object", on which my theoreticist tendency took the opportunity to fix itself -- in short, to the question of the "break", to that extraordinary political-theoretical adventure which took form and developed, from 1845 onwards, in Marx's work -- so that I can show how I interpreted it when I carried out this reduction.
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Let us look at this question a little more closely.
It is clear to every reader who knows the theoretical works which preceded those of Marx -- and which one can list (following Lenin) as: German Philosophy, including the Philosophy of Law and of History; English Political Economy; and French Socialism (utopian or proletarian) -- it is clear and undeniable, because empirically verifiable by a process of comparison (as long as what is analysed is not this or that isolated formula, but the structure and mode of functioning of the texts) that, with The German Ideology, something new and unprecedented appears in Marx's work, something which will never disappear. An historical event in the strong sense, but one which concerns the field of theory, and within theory what I called, using a metaphor, "the opening of the Continent of History". Thus, using metaphors which we shall retain (and we must retain both, and play on the distinction between them),[1] we may speak of this
1. And later create more "correct" ones, and play again on the distinction between them and make it function. Because in philosophy you can only think -- i.e., adjust existing, borrowed categories and produce new ones within the terms required by the theoretical position taken up -- by the use of metaphors.
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In fact, something radically new -- though in an often very unstable form, clumsy in working out its new object and terminology,[2] or even still trapped in the old philosophical category,[3] and yet terribly anxious to make its appearance in the world -- really did arrive on the theoretical scene: it had never been seen before, it was in fact unprecedented, and, as we now know, with the benefit of hindsight, it was destined to remain there.
This thesis, which my critics have not spared, I maintain. It is of course very schematic, both in the form in which I originally had to present it and in the form in which I now take it up again. It would need to be backed up by lengthy research and analysis, for which it is only the hypothesis. But none of the objections which have been raised to the thesis, even among the more or less serious ones, seems to me to have weakened it in principle. Because, bare and schematic as it was, it did in the last resort simply register a fact.
What I said was that it is possible to locate, even among the ambiguities and hesitations of The German Ideology, a set of fundamental theoretical concepts, which cannot be found in Marx's earlier texts, and which present the special characteristic of being able to function in quite another manner than in their prehistory. I will not enter here into a study of these new concepts, whose novel organization gave them a quite new meaning and function: mode of production, relations of production, productive forces, social classes rooted in the unity of the productive forces and relations of production, ruling class/oppressed class, ruling
2. Cf. the term "Verkehrsverhältnisse ", which, in The German Ideology, is the theoretical centre around which all the new concepts gravitate: yet which itself "turns" around a so far absent concept, which has not yet been produced in its definitive form: the concept of relations of production.
3. Cf. the "division of labour", which, in The German Ideology, in fact functions as a substitute for the concept of alienation. Thus the theory of the individual, of the human "personality" and of communism which is found in this text.
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4. John Lewis, like so many other critics, may well object that one can find in the 1844 Manuscripts most of the concepts of Classical Political Economy -- for example: capital, accumulation, competition, division of labour, wages, profit, etc. Exactly. These are concepts of Classical Political Economy, which Marx borrows just as he finds them there, without changing them one iota, without adding to them any new concept, and without modifying anything at all of their theoretical organization. In the 1844 Manuscripts, Marx actually speaks of the Economists as having said the last word on Economics. He does not modify their concepts, and when he criticizes them, he does so "philosophically", therefore from outside, and in the name of a philosophy which admits its inspiration: "Positive criticism [of political economy ] owes its true foundation to the discoveries of Feuerbach ", author of a "real theoretical revolution ", which Marx then considered decisive (Cf. the 1844 Manuscripts, Moscow 1967, pp. 19-20).
To measure what we might call the difference, we need only to consider the break with Feuerbach which took place a few months later (see the Theses on Feuerbach ), and to note this fact: nowhere in the Manuscripts does the entirely new triadic conception appear, which forms the basis of the hitherto unknown theoretical system that begins to come into view in The German Ideology -- Mode of Production, Relations of Production, Productive Forces. The appearance of this new system produces, from the moment of The German Ideology, a new arrangement of the concepts of Classical Political Economy. They change their place, and also their meaning and function. Soon, the "discovery" (Engels) of surplus-value, placed in the centre of the theory of the capitalist mode of production (surplus-value = capitalist exploitation = class struggle) produces a complete upheaval among these concepts. A quite different form of the critique of Political Economy then appears, which bears no relation to the (Feuerbachian) "philosophical critique" of the Manuscripts, a critique based not on "Feuerbach's great discoveries", but on the reality of the contradictory process of the capitalist mode of production and of the antagonistic class struggle of which it is the site, that is, both cause and effect. The Critique of Political Economy (sub-title of Capital ) now becomes a denunciation of the economism of Classical Political Economy, of political economy as such (which does not take account of relations of exploitation and class struggle) -- and at the same time it becomes an internal account of the contradictions of the capitalist mode of production, a critique of the capitalist mode of production from the standpoint of its own tendential laws, which announce its future disappearance under the blows of the proletarian class struggle. All this can be proved, textually.
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Now, the historical appearance[6] of this new Scientific Continent, of this new apparatus of fundamental theoretical concepts, went together -- as you can see empirically in Marx, even if the process is clearly contradictory -- with the theoretical rejection of the old basic notions and (or) of
5. This little "and" (scientific and political practice) naturally poses important problems which cannot be dealt with here. The problems and their solution can be ascribed to what is called the "union" or "fusion" of the Labour Movement with Marxist theory: Lenin, Gramsci and Mao have written crucial texts on these questions.
6. A moment ago I drew a contrast -- in order to bring home the "reduction" which I had made -- between the simple "theoretical fact" of the "break" [coupure ], and the "historical fact" of the break [rupture ] between Marxism and bourgeois ideology. But, considered in itself, the break is also an historical fact. Historical: because we have the right to speak of theoretical events in history. Historical: because it is a case of an event of historical importance, of such great importance that we could, supposing that such a comparison makes any sense, talk of Marx's discovery as the greatest event in the history of knowledge since the "appearance" of mathematics, somewhere in Greece, associated with the name of Thales. And we are as yet far from having appreciated the full importance of this theoretical event and of its political consequences.
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Caution: we have reached a very sensitive theoretical and political point.
This process of explicit rejection begins in 1845 in The German Ideology, but it is disguised by its very general and abstract form, which contrasts "positive science ", dealing in empirical realities, with the mistakes, the illusions and dreams of ideology, and very precisely of philosophy, which is at this time conceived of simply as ideology: better, as ideology par excellence. But in 1847, in The Poverty of Philosophy, the "settling of accounts" takes place directly on the new scientific terrain, and it is the pseudo-scientific concepts of Proudhon -- who three years earlier, in The Holy Family, had been celebrated as the scientific theoretician of the proletariat -- which now have to pay the price.
What is decisive in all this is the manner in which the accounts are settled. We no longer have a philosophical "critique", which works in part, or can in case of need work by "inversion";[7] we have instead the scientific denunciation of errors as errors, and their elimination, their removal pure and simple: Marx puts an end to the reign of conceptual errors, which he can call errors because he is advancing "truths", scientific concepts. This very special way of "settling accounts" is repeated again and again. It reappears throughout Marx's work, in Capital and later (cf. the showers of
7. Self-criticism on the question of the "inversion". In my first essays I tended to reduce philosophy to science, and, in consequence, I refused to recognize that the figure of the "inversion" had its place in the history of philosophical relations. I began to rectify my position in an article of February 1968, "Marx's Relation to Hegel" [contained in the collection Politics and History, NLB, 1972; Translator's note]. It must be said, however, that philosophy is not (a) science, and that the relation between philosophical positions in the "history" of philosophy does not reproduce the relation between a body of scientific propositions and their (pre-scientific) prehistory. The "inversion" is one of the necessary forms of the internal dialectic between philosophical positions: but only in certain well defined conditions. For there exist many other forms of the same relation, given other conditions. To recognize only one form ("inversion") is to be caught in speculative idealism. Materialism takes very seriously the plurality of forms of relation, and their determinate conditions.
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But every science[8] begins. Of course, it always has a prehistory, out of which it emerges. But it does emerge, in two senses: in the ordinary sense, and in another sense, its own special sense, which distinguishes it above all from the philosophy with which it coexists within theory, but also from other realities, like the practical and theoretical ideologies.
It emerges in the ordinary sense: this means that it is not born out of nothing, but out of a process of labour by which it is hatched, a complex and multiple process, sometimes brightened by a flash of lightning, but which normally operates blindly, in the dark, because "it" never knows where it is headed, nor, if ever it arrives, where it is going to surface. It is born out of the unpredictable, incredibly complex and paradoxical -- but, in its contingency, necessary -- conjunction of ideological, political, scientific (related to other sciences), philosophical and other "elements ", which at some moment[9] "discover ", but after the event, that they needed each other,
8. What follows should not be understood as a relapse into a theory of science (in the singular), which would be quite speculative, but as the minimum of generality necessary to be able to grasp a concrete object. Science (in the singular) does not exist. But nor does "production in general": and yet Marx talks about "production in general", and deliberately, consciously, in order to be able to analyse concrete modes of production.
9. Not necessarily at any precise moment (though, in exceptional circumstances this just could be: certain scientists, following Pascal, talk about their "night", that is, about the sudden proof which comes at "daybreak", when they are suddenly blessed with "sight"), but at a moment which can still be roughly fixed in historical time and its periods.
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But a science also emerges from its prehistory in its own special way: in quite another manner which, at least in theory, is proper to itself, since it distinguishes it, among other things, from the way in which a philosophy "emerges" from its history. In this second sense, you can almost say that a science emerges from its prehistory in the same way as Marx emerged from the room of the Communist Weitling, with the famous remark: "Ignorance will never be an argument!", taking hold of the door and slamming it. Rejecting all or part of its prehistory, calling it erroneous: an error. And, at least in the very beginning, it is not too bothered with the "detail". It hardly matters that its judgement is, strictly speaking, "unjust" -- it is not a question of morality. And it hardly matters -- on the contrary! -- that ideologists arrive on the scene much later, when it is clear that this fatherless infant can no longer be got rid of, and provide it with an official genealogy which, in order to conjure the child away,[10] looks into its prehistory, chooses for it and imposes on it The father who had to have this child (to keep it a bit quiet). It hardly matters -- or, on the contrary, it matters very much! -- that genuine scholars, rather heretically of course, come on the scene very much later to re-establish the existence of lines of descent so complex and so contingent in their necessity that they force the conclusion that the child was born without a (single-identifiable) father : but one must
10. Thus the bourgeois ideologists: they have discovered that Marx is nothing else than Ricardo, that Capital is nothing else than the chapter of Hegel's Philosophy of Right on Sittlichkeit (family apart): Civil Society + State, inverted (of course). "Find the lady", says the conventional Wisdom of detective novels. When the slogan is "find the father", it is obviously out of interest in the child: in order to make it disappear. Lenin, at all events, without going into detail, said, as if in passing, that Marxism had three "sources", no less! -- a way, which has hardly been understood, of rejecting the question of THE father.
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I owe this idea to him, but to give it (to use a metaphor) the sharpest possible cutting-edge, I called it the "epistemological break [coupure ]". And I made it the central category of my first essays.
What a fuss I raised! The use of this expression caused a real Holy Alliance to be formed against me; it united first those -- bourgeois -- who will defend to the death the Continuity of History, of which they are the masters, and of Culture, which provides them with the facade that they need in order to believe in their empire and its uninterrupted future; it also included those Communists who know that, according to Lenin, all the resources of human knowledge are required in order to construct socialism once the revolution is made, but who think -- like the Marxists of the Gotha Programme -- that it is not worth risking the loss of their political allies for a few "displaced" scientific concepts in the unity platform; and it included too those more or less anarchist elements which, using different political arguments, accused me of having introduced "bourgeois" concepts into Marxism, because I talked about it in terms of a "break".
But I shall continue to defend my theses, while of course rectifying them, at least until others -- better suited and thus more correct -- are proposed. I repeat: I shall continue to defend them, both for clear political reasons and for compelling theoretical reasons.
Let us not try to fool ourselves: this debate and argument are, in the last resort, political. This is not only the case with my openly bourgeois critics, but also with the others. Who, really, is naïve enough to think that the expressions: Marxist theory, Marxist science -- sanctioned, moreover, time and time again by the history of the Labour Movement, by the writings of Marx, Engels, Lenin and Mao -- would have produced the storms, the denunciations, the passions which
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I know that it is not always easy to be fair. I agree that the ideological struggle is often confused, that the camps in this struggle are partly mixed up, and that arguments sometimes go on above the heads of the combatants. I recognize that not everyone who declares himself for one side really takes up all its positions, and that he may while trying for one result produce another. The attacks against the idea of a Marxist science may even, as a result of certain of the arguments used, knock down by ricochet certain definite errors. Let us say that public positions must always be judged against the system of positions actually held and against the effects they produce. For example, to look at only one side of the question, you may declare yourself for Marxist theory and yet defend this theory on the basis of positivist, therefore non-Marxist positions -- with all the consequences. Because you cannot really defend Marxist theory and science except on the basis of dialectical-materialist (therefore non-speculative and non-positivist) positions, trying to appreciate that quite extraordinary, because unprecedented, reality: Marxist theory as a revolutionary theory, Marxist science as a revolutionary science.
What is really unprecedented in these expressions is the combination of the terms "revolutionary" and "theory" ("Without an objectively/revolutionary/theory there can
11. Need it be recalled that these are not recent . . . That long before the arrival of Raymond Aron, Benedetto Croce (and he was not the first) denied all scientific value to Capital? That (without going back to Stirner's "anti-theoretical" reactions) the "left" critique of the idea of a Marxist science can already be found in the young Lukàcs, in Korsch, in Pannekoek, etc.?
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We therefore have the right, and the duty, to speak (as all the classics have done) of Marxist theory, and, within Marxist theory, of a science and a philosophy: provided that we do not thereby fall into theoreticism, speculation or positivism. And, to touch immediately on the most delicate point: yes, we have the right, as far as theory is concerned, and the duty, politically, to use and defend -- by fighting for the word -- the philosophical category of "science", with reference to Marxism-Leninism, and to talk about the foundation by Marx of a revolutionary science. But we must then explain the reason for, the conditions and sense of this unprecedented combination, which brings about a decisive "shift" in our conception of science. To use and defend the word "science" in the context of this programme is a necessity, in order to resist the bourgeois subjective idealists and the petty-bourgeois Marxists who, all of them, shout "positivism" as soon as they hear the term, no doubt because the only picture they can conjure up of the practice and history of a science, and a fortiori of Marxist science, is the classical positivist or vulgar, bourgeois picture. It is a necessity if we want to resist the petty-bourgeois ideologists, Marxists or not, who like to weep over the "reification" and "alienation" of objectivity (as Stirner used to weep over "the Holy"), no doubt because they attach themselves without any embarrassment to the very antithesis which
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12. One only has to open a textbook of law or jurisprudence, to see clearly that Law [Droit ] -- which, uniquely, works as one with its ideology, because it needs it to be able to "function" -- and therefore legal ideology, is, in the last instance, and usually surprisingly transparently, the basis of all bourgeois ideology. One needs a Marxist lawyer to demonstrate it, and a Marxist philosopher to understand it. As far as philosophers in general are concerned, they have not yet cut through the fog that surrounds them, and they hardly suspect the presence of Law and of legal ideology in their ruminations: in philosophy itself. However, the evidence is there: the dominant classical bourgeois philosophy (and its by-products, even the modern ones) is built on legal ideology, and its "philosophical objects" (philosophy has no object, it has its objects) are legal categories or entities: the Subject, the Object, Liberty, Free Will, Property (Properties), Representation, Person, Thing, etc. But those thinkers, those Marxists, who have recognized the bourgeois legal character of these categories and who criticize them, must still find their way out of the trap of traps: the idea and programme of a "theory of knowledge ". This is the keystone of classical bourgeois philosophy, which is still dominant. Now unless (like Lenin and Mao) we use this expression in a context which indicates where to get out of the circle, in the philosophical rather than the scientific sense, then the idea may be taken as constitutive of philosophy, and even of "Marxist philosophy", and you remain caught in bourgeois ideology's trap of traps. For the simple question to which the "theory of knowledge" replies is still a question of Law, posed in terms of the validity of knowledge.
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And I should add: we also have the right to speak about an "epistemological break" and to use this philosophical category to mark the historical-theoretical fact of the birth of a science, including, in spite of its unique character, Marxist revolutionary science, by the visible symptom of its emergence from its prehistory, its rejection of the errors of that prehistory. On condition, of course, that what are only effects are not taken for the cause -- but instead that the signs and effects of the "break" are considered as the theoretical phenomenon of the appearance of a science in the history of theory, which brings up the question of the social, political, ideological and philosophical conditions of this irruption.
13. One day it will be necessary to clear up the problem of the theory which serves as a philosophical alibi for all this "reification" literature: the theory of commodity fetishism in Book I, Part I of Capital. Meanwhile it may be hoped that all those who, in spite of their aversion to the idea of Marxist science and even Marxist theory, nevertheless go out of their way to call themselves Marxists, will not satisfy themselves with the bad passages from Reich (who also wrote some good ones) and Marcuse (who did not) and others, but will take the trouble to read Stirner, a real man of the (Parisian) moment, and Marx's reply to him in The German Ideology. These are texts which, on the question of "theory", do not lack a certain bite.
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In the end, and in spite of all my precautions, I conceived and defined this "break" in the rationalist terms of science and non-science. Not openly in the "classical" terms of the opposition between truth and error (of a Cartesian type, reproducing an antithesis "fixed" from its origins, from Platonism onwards). Not in terms of an opposition between knowledge and ignorance (that of Enlightenment philosophy). But, if I may say so, worse: in terms of an opposition between science (in the singular) and ideology (in the singular).
Why was this worse?
Because in this way a very important but very equivocal -- and thus misleading -- notion was brought into play, based on its contrast with that of science, a notion which appears in The German Ideology, where one and the same term plays two different roles, designating a philosophical category on the one hand (illusion, error), and a scientific concept on the other (formation of the superstructure): the notion of ideology. And although The German Ideology encourages this confusion, Marx did after all overcome it, and so made it easier for us to avoid the trap. But this equivocal notion of ideology was brought into play within the rationalist context of the antithesis between truth and error. And so ideology was reduced to error, and error called ideology, and this whole rationalist game was given a fraudulent Marxist appearance.
I do not need to say what this led to, ideologically and
14. It may be that someone has done it, and that I simply have not heard. My excuses. In what I have been able to read, I have often come across absolute condemnations, very strong reservations and also some severe but correct remarks: and yet no coherent criticism which goes to the root of the matter, nothing really enlightening and convincing. But perhaps I have simply been deaf and blind . . .
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Nevertheless, and even in the equivocal terms of The German Ideology, this disguise of error as ideology could take on and in fact did take on another meaning. Ideology was only the Marxist "name" for error. But even in The German Ideology, which itself carried out this reduction, you could feel that behind the contrast between "positive truth" and ideological illusion, a quite different break with the past -- not simply theoretical, but political and ideological, and on a quite different scale -- was making its appearance and working itself out. This break was the one which Marx made not with ideology in general, not only with the existing ideological conceptions of history, but with bourgeois ideology, with the dominant, reigning bourgeois conception of the world, which held sway not only over social practices but also within the practical and theoretical ideologies, in philosophy, and even in the products of Political Economy and utopian socialism. The fact that this domination was
15. I will mention only one name as an example and as an exemplary case: that of Lysenko. And with it, his deceptive contrast: "bourgeois science/proletarian science". In short, two memories of a certain period (to say no more). A number of my critics, Communists and others, understood very well at the time (1960-65) when I published my first essays, that even at the very modest level at which they intervened political questions were also at stake. Certain were quite correct, at least at the time. For what is often forgotten is that the "conjuncture" has changed in the last ten years, in some of its least apparent aspects, and, in its contingent respects, the front of the theoretical struggle has moved, just like the front of the political struggle. But the basis has remained largely unchanged.
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This latter "break" is not an illusion.
Behind this disguise of error as ideology, there stood a fact: the declaration of opposition between truth and error which is objectively one of the symptoms of the birth, of the appearance of a science (when this really is what has taken place). Whatever has been claimed, there is no doubt that I did not hold to a "non-dialectical" opposition between science and ideology: for I showed that this opposition was recurrent, therefore historical and dialectical, since it is only if the truth has been "discovered" and "acquired", and then alone, that the scientist can look back from this established position towards the prehistory of his science, and declare that it consists in part or whole of error, of a "tissue of errors" (Bachelard), even if he recognizes within it partial truths which he exempts or anticipations which he retains (for example: Classical Political Economy, utopian socialism). But this very exemption is only possible because the partial truths and anticipations of its prehistory are now recognized and identified as such, on the basis of the
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It is still the case, however, that in reducing and extending the "break" to this simple opposition between science and ideology -- even if I did call it recurrent, even "perpetual" and "endless" -- I uncritically adopted the point of view which "science" (in the singular) holds about itself (and, all too clearly, not only about itself!); or rather -- since this formula is still idealist -- I adopted the point of view which the "agents" of scientific practice hold about their own practice and the history of its results; or rather -- since this formula is even now still idealist -- [16] the point of view of the "spontaneous philosophy of scientists" (Lenin) who see, in the beginnings of a science, only the finished contrast between before and after, between the truth (or truths) discovered and the errors rejected. Now I have since (in a Philosophy Course for Scientists, 1967) tried to show precisely that this "spontaneous philosophy of scientists" is not spontaneous, and does not at all derive from the philosophical imagination of the scientists as such: for it is quite simply the repetition, by these scholars and scientists, of Theses of contradictory tendencies developed publicly by philosophy itself -- that is, ultimately, by the "philosophy of philosophers".
I did, then, note the existence of the "break", but since I treated it in terms of the Marxist disguise of error as ideology, and -- in spite of all the history and dialectics which I tried
16. Cf. on this subject all the ambiguities which arise -- like a bird at the footsteps of the huntsman -- from the simple use of Bachelard's formula: "les travailleurs de la preuve ", especially when they are gathered into the "cité des savants ". But the "cité des savants " only exists in the bourgeois division between manual and intellectual labour, and in the bourgeois ideology of "science and technique" which helps this division to function by approving it and justifying it from a simply bourgeois point of view. The proletarian point of view on the question is quite different: the suppression of the "cité des savants ", the "union" of the scientists with the workers and militants, and onwards to communist forms of the division of labour totally unknown and unimaginable from the bourgeois viewpoint.
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Thus in fact I reduced the break between Marxism and bourgeois ideology to the "epistemological break", and the antagonism between Marxism and bourgeois ideology to the antagonism between science and ideology.
This false position, like any correct one, had its consequences. It might not have done so if I had been satisfied with limiting its expression to a few phrases. But I was naïve enough (or logical enough) to make a theoretical argument out of it, and to insert it into a line of argument rigorous enough for me to have to pay the price.
I theorized this "error" of the rationalist opposition between science (truths) and ideology (errors), in spite of all kinds of necessarily inoperative reserves, in terms of three figures which embodied and summed up my theoreticist (i.e. rationalist-speculative) tendency:
17. For the inevitable -- and inevitably negative -- results of the attempt to "inject" dialectics into all kinds of theses and theories, compare Marx's experience with Proudhon: "I tried to inject him with the Hegelian dialectic . . . " Without success. Indeed, if we take the word of The Poverty of Philosophy, criticizing The Philosophy of Poverty, we should perhaps even speak of a catastrophe! The dialectic cannot be "injected", nor, following the technical metaphor strictly, can it be "applied ". Hegel pointed this out forcefully. On this point at least we must follow Hegel. On this point -- which still leaves others to be debated -- Marx and Lenin are Hegelians. One cannot talk of the injection or application of the dialectic. Here we touch on a very sensitive philosophical point (indicated by two simple words). In philosophy "lines of demarcation" meet and intersect at points, which thus become sensitive points: an encounter at the crossroads.
18. I say: incapable of grasping it. Because it is not possible, if you want to do serious work, to remain satisfied with general and established formulae, which, parasitic on others, give you the impression and conviction of being on the right road and of having found just the right word for the thing.
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Of course, this last thesis on philosophy was not without its secondary effects on the Marxist conception of science,
19. You only need to bring these three theses together to understand the term by which I have named my deviation: theoreticism. Theoreticism here means: primacy of theory over practice; one-sided insistence on theory; but more precisely: speculative-rationalism. To explain only the pure form: to conceive matters in terms of the contrast between truth and error was in fact rationalism. But it was speculation to want to conceive the contrast between established truths and acknowledged errors within a General Theory of Science and Ideology and of the distinction between them. Of course I am simplifying and forcing things to the extreme, reasoning them out to their ultimate conclusions -- for our analyses never actually went so far, certainly not reaching these conclusions. But the tendency is undeniable.
It was organized, as is often the case, around the manifest form of a word, whose credentials seemed beyond doubt: Epistemology. Thus we went back to Bachelard, who makes constant use of the term, and also to Canguilhem, who, though we did not notice it, uses it very little. We (especially I) used it and abused it, and did not know how to control that use. I point this out because a whole number of our readers jumped on to this, reinforcing by their own philosophical inclinations the theoreticist tendency of our essays.
What did we understand by Epistemology ? Literally: the theory of the conditions and forms of scientific practice and of its history in the different concrete sciences. But this definition could be understood in two ways. In a materialist way, which could lead us to study the material, social, political, ideological and philosophical conditions of the theoretical "modes of production" and "production processes" of already existing knowledge: but this would properly fall within the domain of Historical Materialism! Or in a speculative way, according to which Epistemology could lead us to form and develop the theory of scientific practice (in the singular) in distinction to other practices: but how did it now differ from philosophy, also defined as "Theory of theoretical practice"? We were now within the domain of "Dialectical Materialism", since philosophy was and is nothing but Epistemology. This was the crossroads. If Epistemology is philosophy itself, their speculative unity can only reinforce theoreticism. But if Epistemology is based on Historical Materialism (though naturally possessing a minimum of concepts which are its own and specify its object), then it must be placed within it; and, at the same time, the illusion and deception involved in the very project must be recognized. It follows (as we have since pointed out) that one must give up this project, and criticize the idealism or idealist connotations of all Epistemology.
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It was no doubt on this occasion that the accidental by-product of my theoreticist tendency, the young pup called structuralism, slipped between my legs . . .
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20. In three senses:
1. Political. For example, it is difficult to "put your finger" on "the" cause of what some have called "Stalinism" and others "the personality cult". The effects were certainly present, but the cause was absent;
2. Scientific. Supposing that, by scientific analysis, "the" cause was found, and that we call it (in order to call it something) the "Stalinian deviation", even so this cause is itself only one link in the dialectic of the class struggle of the Labour Movement in a situation dominated by the construction of socialism in one country, itself a moment of the history of the International Labour Movement, in the world-wide class struggles of the imperialist stage of capitalism, the whole thing being determined "in the last instance" by the "contradiction" between the Relations of Production and Productive Forces.
But it is also not possible to "put your finger" on this contradiction, determinant "in the last instance", as the cause. One can only grasp it and understand it within the forms of the class struggle which constitutes, in the strict sense, its historical existence. To say that "the cause is absent" thus means, in Historical Materialism, that the "contradiction determinant in the last instance" is never present in person on the scene of history ("the hour of the determination in the last instance never strikes") and that one can never grasp it directly, as one can a "person who is present". It is a "cause", but in the dialectical sense, in the sense that it determines what, on the stage of the class struggle, is the "decisive link" which must be grasped; [cont. onto p. 127. -- DJR]
3. Philosophical. It is true that the dialectic is a thesis of the "absent" cause, but in a sense which must be understood as quite distinct from the supposed structuralist connotation of the term. The dialectic makes the reigning cause disappear, because it destroys, surpasses and "transcends" the mechanistic, pre-Hegelian category of cause, conceived as the billiard ball in person, something which can be grasped, cause identified with substance, with the subject, etc. The dialectic makes mechanical causality disappear, by putting forward the thesis of a quite different "causality".
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There were however certain indications in our essays which might have given cause for reflexion. I have for example always wondered how structuralism could swallow and digest categories like "determination in the last instance", "domination/subordination", to mention only these. But what did it matter? For flagrant reasons of convenience, we were called "structuralists", and it was in a coffin marked "structuralism" that the great family of Social-Democrats from all parties and lands solemnly bore us to our grave and buried us, in the name of Marxism -- that is, of their Marxism. The spadefuls of earth -- of "history", of "practice", of the "dialectic", of the "concrete", of "life", and of course of "Man" and "Humanism" -- fell thick and fast, For a funeral, it was a nice one. With this rather special characteristic: that the years have passed, but the ceremony is still going on.
I will say no more about these episodes, for while they are not lacking in interest (it still remains to show why), they can distract us from the essential point, and for a very simple reason. This is that the criticisms which were then addressed to us put things in the wrong order: they called us structuralists, but they said little about our theoreticism. In a sense, they certainly did bury something: the main deviation, theoreticism, was buried beneath a secondary deviation (and problematic), structuralism. And it is easy
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But since the question of structuralism has arisen, I should like to say a few words about it.
This very French speciality is not a "philosophers' philosophy": no philosopher gave it its name, nor its seal, and no philosopher has taken up its vague and changing themes in order to create the unity of a systematic conception out of them. This is not an accident. Structuralism, born of theoretical problems encountered by scientists in their practical work (in linguistics from the time of Saussure, in social anthropology from the time of Boas and Lévi-Strauss, in
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At this point it is important to remember that structuralism is not a completely worked-out philosophy, but a jumble of vague themes which only realizes its ultimate tendency under certain definite conditions. According to what you "understand" by structuralism (e.g., anti-psychologism), according to what you see in it when you come up against concepts which it has in fact borrowed, and according to whether you follow the extreme logic which inspires it, either you are not a structuralist or you are one more or less, or you really are one. Now no-one can claim that we ever gave way to the crazy formalist idealism of the idea of producing the real by a combinatory of elements. Marx does speak of the "combination" of elements in the structure of a mode of production. But this combination (Verbindung ) is not a formal "combinatory": we expressly pointed that out. Purposely. In fact this is where the most important demarcation line is drawn.
For example, there is no question of deducing (therefore of predicting) the different "possible" modes of production by the formal play of the different possible combination of elements; and in particular, it is not possible to construct in this way, a priori . . . the communist mode of production! Marx constantly uses the concepts of position and function, and the concept of Träger ("supports "), meaning a support of relations : but this is not in order to make concrete realities disappear, to reduce real men to pure functions of supports -- it is in order to make mechanisms intelligible by grasping them
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Marx's concepts are actually used and confined within precise limits; and they are subjected to other concepts which define their limits of validity : the concepts of process, contradiction, tendency, limit, domination, subordination, etc. Here a third demarcation line is drawn.
For there are those who have said, or will one day say, that Marxism is distinguished from structuralism by the primacy of the process over the structure. Formally, this is not false; but it is also true of Hegel! If you want to go to the heart of the matter, you must go much deeper. For it is possible to conceive of a formalism of the process (of which the bourgeois economists offer us daily a caricature), therefore a structuralism . . . of the process! In truth what we need to look at is the strange status of a decisive concept in Marxist theory, the concept of tendency (tendential law, law of a tendential process, etc.). In the concept of tendency there appears not only the contradiction internal to the process (Marxism is not a structuralism, not because it affirms the primacy of the process over the structure, but because it affirms the primacy of contradiction over the process: yet even this is not enough) but something else, which politically and philosophically is much more important -- the special, unique status which makes Marxist science a revolutionary science. Not simply a science which revolutionaries can use in order to make revolution, but a science which they can use because it rests on revolutionary class theoretical positions.
Of course we did not see this last point clearly in 1965. Which means that we had not yet appreciated the exceptional importance of the role of the class struggle in Marx's philosophy and in the theoretical apparatus of Capital itself. It
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Let us clarify this business in a few words. After all, to lump structuralism and theoreticism together is hardly satisfactory or illuminating, because something in this combination is always "hidden": formalism, which happens to be essential to structuralism! On the other hand, to bring structuralism and Spinozism together may clarify certain points, and certain limits, as far as the theoreticist deviation is concerned.
But then comes the important objection: why did we make reference to Spinoza, when all that was required was for us simply to be Marxists? Why this detour? Was it necessary, and what price did we have to pay for it? The fact is: we did make the detour, and we paid dearly. But that is not the question. The question is: what is the meaning of the question? What can it mean to say that we should simply be Marxists (in philosophy)? In fact I had found out (and I was not
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In itself, nothing scandalous. It is not simply accidental, personal factors which are relevant here: we all begin from a given point of view, which we do not choose; and to recognize it and understand it we need to have moved on from this point, at the cost of so much effort. It is the work of philosophy itself which is at stake here: for it requires steps back and detours. What else did Marx do, throughout his endless research, but go back to Hegel in order to rid himself of Hegel and to find his own way, what else but rediscover Hegel in order to distinguish himself from Hegel and to define himself? Could this really have been a purely personal affair -- fascination, rejection, then a return to a youthful passion? Something was working in Marx which went beyond the individual level: the need for every philosophy to make a detour via other philosophies in order to define itself and grasp itself in terms of its difference: its division. In reality (and whatever its pretensions) no philosophy is given in the simple, absolute fact of its presence -- least of all Marxist philosophy (which in fact never made the claim). It only exists in so far as it "works out" its difference from other philosophies, from those which, by similarity or contrast, help it sense, perceive and grasp itself, so that it can take up its own positions. Lenin's attitude to Hegel is an example: working to separate out from the "debris" and useless "rubbish" those "elements" which might help in the effort to work out a differential definition. We are only now beginning to see a little more clearly into this necessary procedure.[21] How can it be denied that this procedure is indispensable to every philosophy, including Marxist philosophy itself? Marx, it has often been pointed out, was not content with making a single detour, via Hegel; he also constantly and explicitly, in his insistent use of
21. Cf. D. Lecourt, Une Crise et son enjeu, Maspero, 1973.
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This -- keeping the matter (of course) in proportion -- is how we approached Spinoza, courageously or imprudently (as you prefer). In our subjective history, and in the existing ideological and theoretical conjuncture, this detour became a necessity.
Why?
If a reason, one single and therefore fundamental reason must be given, here it is: we made a detour via Spinoza in order to improve our understanding of Marx's philosophy. To be precise: since Marx's materialism forced us to think out the meaning of the necessary detour via Hegel, we made the detour via Spinoza in order to clarify our understanding of Marx's detour via Hegel. A detour, therefore; but with regard to another detour. At stake was something enormously important: the better understanding of how and under what conditions a dialectic borrowed from the "most speculative" chapters of the Great Logic of Absolute Idealism (borrowed conditionally on an "inversion" and a "demystification", which also have to be understood) can be materialist and critical. Now this astonishing and enigmatic game of manoeuvres between idealism and materialism had already taken place once in history, in other forms (with which Hegel typically identified) two centuries earlier, under astonishing conditions: how could this philosophy of Spinoza have been materialist and critical -- a philosophy terrifying to its own time, which began "not with the spirit, not with the world, but with God", and never deviated from its path, whatever form or appearance of idealism and "dogmatism" it might take on? In Spinoza's anticipation of Hegel we tried to see, and thought that we had succeeded in finding out, under what conditions a philosophy might, in what it said or did not say, and in spite of its form -- or on the contrary, just because of its form, that is, because of the theoretical apparatus of its theses, in short because of
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I mentioned Hegel and the Great Logic, and not without reason. Hegel begins with Logic, "God before the creation of the world". But as Logic is alienated in Nature, which is alienated in the Spirit, which reaches its end in Logic, there is a circle which turns within itself, without end and without beginning. The first words of the beginning of the Logic tell us: Being is Nothingness. The posited beginning is negated: there is no beginning, therefore no origin. Spinoza for his part begins with God, but in order to deny Him as a Being (Subject) in the universality of His only infinite power (Deus = Natura ). Thus Spinoza, like Hegel, rejects every thesis of Origin, Transcendence or an Unknowable World, even disguised within the absolute interiority of the Essence. But with this difference (for the Spinozist negation is not the Hegelian negation), that within the void of the Hegelian Being there exists, through the negation of the negation, the contemplation of the dialectic of a Telos (Telos = Goal), a dialectic which reaches its Goals in history: those of the Spirit, subjective, objective and absolute, Absolute Presence in transparency. But Spinoza, because he "begins with God", never gets involved with any Goal, which, even when it "makes its way forward" in immanence, is still figure and thesis of transcendence. The detour via Spinoza thus allowed us to make out, by contrast, a radical quality lacking in Hegel. In the negation of the negation, in the Aufhebung ( = transcendence which conserves what it transcends), it allowed us to discover the Goal: the special form and site of the "mystification" of the Hegelian dialectic.
Is it necessary to add that Spinoza refused to use the notion of the Goal, but explained it as a necessary and therefore well-founded illusion? In the Appendix to Book I of the Ethics, and in the Tractatus Theologico-Politicus, we find in fact what is undoubtedly the first theory of ideology ever thought out, with its three characteristics: (1) its imaginary "reality"; (2) its internal inversion ; (3) its "centre": the illusion of the subject. An abstract theory
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But this theory of the imaginary went still further. By its radical criticism of the central category of imaginary illusion, the Subject, it reached into the very heart of bourgeois philosophy, which since the fourteenth century had been built on the foundation of the legal ideology of the Subject. Spinoza's resolute anti-Cartesianism consciously directs itself to this point, and the famous "critical" tradition made no mistake here. On this point too Spinoza anticipated Hegel, but he went further. For Hegel, who criticized all theses of subjectivity, nevertheless found a place for the Subject, not only in the form of the "becoming-Subject of Substance" (by which he "reproaches" Spinoza for "wrongly" taking things no further than Substance), but in the interiority of the Telos of the process without a subject, which by virtue of the negation of the negation, realizes the designs and destiny of the Idea. Thus Spinoza showed us the secret
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I could go on. I will however deal with one last theme: that of the famous "verum index sui et falsi ". I said that it seemed to us to allow a recurrent conception of the "break". But it did not only have that meaning. In affirming that "what is true is the sign of itself and of what is false", Spinoza avoided any problematic which depended on a "criterion of truth ". If you claim to judge the truth of something by some "criterion", you face the problem of the criterion of this criterion -- since it also must be true -- and so on to infinity. Whether the criterion is external (relation of adequacy between mind and thing, in the Aristotelian tradition) or internal (Cartesian self-evidence), in either case the criterion can be rejected: for it only represents a form of Jurisdiction, a Judge to authenticate and guarantee the validity of what is True. And at the same time Spinoza avoids the temptation of talking about the Truth: as a good nominalist (nominalism, as Marx recognized, could then be the antechamber of materialism) Spinoza only talks about what is "true". In fact the idea of Truth and the idea of the Jurisdiction of a Criterion always go together, because the function of the criterion is to identify the Truth of what is true. Once he has set aside the (idealist) temptations of a theory of knowledge, Spinoza then says that "what is true" "identifies itself", not as a Presence but as a Product, in the double sense of the term "product" (result of the work of a process which "discovers " it), as it emerges in its own production. Now this position is not unrelated to the "criterion of practice", a major thesis of Marxist philosophy: for this Marxist "criterion" is not exterior but interior to practice, and since this practice is a process (Lenin insisted on this: practice is not an absolute "criterion" -- only the process is conclusive) the criterion is no form of Jurisdiction; items of knowledge [connaissances ] emerge in the process of their production.
There again, by the contrast between them, Spinoza allows us to perceive Hegel's mistake. Hegel certainly did rule out any criterion of truth, by considering what is true as interior to its process, but he restored the credentials of the Truth as Telos within the process itself, since each
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It is understandable that, behind these reasonings, we found other theses in Spinoza which supported them, and that we put these to use too, even at the cost of overdoing things.
Spinoza helped us to see that the concepts Subject/Goal constitute the "mystifying side" of the Hegelian dialectic: but is it enough to get rid of them in order to introduce the materialist dialectic of Marxism, by a simple process of subtraction and inversion? That is not at all sure, because, freed of these fetters, the new dialectic can revolve endlessly in the void of idealism, unless it is rooted in new forms, unknown to Hegel, and which can confer on it the status of materialism.
Now, what does Marx demonstrate in the Poverty of Philosophy, in the Contribution to a Critique of Political Economy and in Capital ? Precisely that the functioning of the materialist dialectic is dependent on the apparatus of a kind of Topography [Topique ]. I am alluding to the famous metaphor of the edifice, in which, in order to grasp the reality of a social formation, Marx instals an infrastructure (the economic "structure" or "base") and, above it, a superstructure. I am alluding to the theoretical problems posed by this apparatus: "the determination in the last instance (of the superstructure) by the economy (the infrastructure)", "the relative autonomy of (the elements of) the superstructure", their "action and reaction on the infrastructure", the difference and the unity between determination and domination, etc. And I am alluding to the decisive problem, within the infrastructure for example, of the
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Now, we are not talking here about a few formulae which might have slipped from Marx's pen by accident, but about a necessity, something which expresses a position essential to materialism and which must be taken seriously. For nowhere do you see Hegel thinking within the structure of a Topography. It is not that Hegel does not propose topographical distinctions: to take only one example, he does indeed talk about abstract right, subjective right (morality), and objective right (the family, civil society, the State), and talks about them as spheres. But Hegel only ever talks about spheres in order to describe them as "spheres within spheres", about circles in order to describe them as "circles within circles": he only advances topographical distinctions in order later to suspend them, to erase them and to transcend them (Aufhebung ), since "their truth" always, for each of them, lies beyond itself. We know the consequences of this idealist retreat: it is abstract right which comes first! Morality is "the truth of" law! The family, civil society and the State are "the truth of" morality! And, within this last sphere (Sittlichkeit ), civil society (let us say: Marx's infrastructure) is "the truth of" the family! And the State is "the truth of" civil society! The Aufhebung is at work here: Aufhebung of every Topography. But there is worse: the "spheres" which have been introduced are arranged in the order which allows the greatest possibility of this retreat. All the spheres of the Philosophy of Right are only figures of the law, the existence of Liberty. And, in order to "demonstrate" it, Hegel buries the economy between the family and the State, after abstract right and morality. This allows us to glimpse what might come of a dialectic abandoned to the absolute delirium of the negation of the negation: it is a dialectic which, "starting" from Being = Nothingness, itself produces, by the negation of the negation,
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It is now possible to understand the materialist stamp of the Marxist Topography. The fact that the metaphor of the structure is a metaphor matters little: in philosophy you can only think through metaphors. But through this metaphor we come up against theoretical problems which have nothing metaphorical about them. By the use of his Topography, Marx introduces real, distinct spheres, which only fit together through the mediation of the Aufhebung : "below" is the economic infrastructure, "above" the superstructure, with its different determinations. The Hegelian order is overthrown: the State is always "up above", law is no longer either primary or omnipresent, and the economy is no longer squeezed between the family and the State, its "truth". The position of the infrastructure designates an unavoidable reality: the determination in the last instance by the economic. Because of this, the relation between infrastructure and superstructure no longer has anything to do with the Hegelian relation: "the truth of . . .". The State is indeed always "up above", but not as "the truth of" the economy: in direct contradiction to a relation of "truth", it actually produces a relation of mystification, based in exploitation, which is made possible by force and by ideology.
The conclusion is obvious: the position of the Marxist Topography protects the dialectic against the delirious idealist notion of producing its own material substance : it imposes on it, on the contrary, a forced recognition of the material conditions of its own efficacy. These conditions are related to the definition of the sites (the "spheres"), to their limits, to their mode of determination in the "totality" of a social formation. If it wants to grasp these realities, the materialist dialectic cannot rest satisfied with the residual forms of the Hegelian dialectic. It needs other forms, which cannot be found in the Hegelian dialectic. It is here that Spinoza
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A Marxist cannot of course make the detour via Spinoza without paying for it. For the adventure is perilous, and whatever you do, you cannot find in Spinoza what Hegel gave to Marx: contradiction. To take only one example, this "theory of ideology" and this interpretation of the "First Level of Knowledge" as a concrete and historical world of men living (in) the materiality of the imaginary led me directly to the conception (to which The German Ideology can lend support): materiality/imaginary/inversion/subject: But I saw ideology as the universal element of historical existence: and I did not at that time go any further. Thus I disregarded the difference between the regions of ideology and the antagonistic class tendencies which run through them, divide them, regroup them and bring them into opposition. The absence of "contradiction" was taking its toll: the question of the class struggle in ideology did not appear. Through the gap created by this "theory" of ideology slipped theoreticism: science/ideology. And so on.
But in spite of everything, it seems to me that the benefit was not nil. We wanted to understand Marx's detour via Hegel. We made a detour via Spinoza: looking for arguments for materialism. We found some. And through this detour, unexpected if not unsuspected by many, we were able, if not to pose or to articulate, at least to "raise" (as you might raise an animal, unexpectedly disturbing it) some questions which otherwise might have remained dormant, sleeping the peaceful sleep of the eternally obvious, in the closed pages of Capital. While waiting for others either to show the futility of these questions or to answer them more correctly, we shall continue, you can bet, to be accused of structuralism . . .
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22. A formula which I proposed in my Reply to John Lewis.
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Correct theses, correct tendency, deviation . . . These categories allow us to give a quite different account than the rationalist one of what happens in a "philosophy". It is not a Whole, made up of homogeneous propositions submitted to the verdict: truth or error. It is a system of positions (theses), and, through these positions, itself occupies positions in the theoretical class struggle. It takes up these positions in the struggle, with reference to the enemy and against the enemy. But the enemy is also not a unified body: the philosophical battlefield is thus not a reproduction, in the form of opposed "systems", of the simple rationalist antithesis between truth and error. It is not a question of, on the one hand, a homogeneous good side, and on the other a bad side. The positions of the two sides are usually
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But let us go further. If it is true that philosophy, "class struggle in theory", is, in the last instance, this interposed conflict between tendencies (idealism and materialism) which Engels, Lenin and Mao spoke about, then since this struggle does not take place in the sky but on the theoretical ground, and since this ground changes its features in the course of history, and since at the same time the question of what is at stake also takes on new forms, you can therefore say that the idealist and materialist tendencies which confront one another in all philosophical struggles, on the field of battle, are never realized in a pure form in any "philosophy" . In every "philosophy", even when it represents as explicitly and "coherently" as possible one of the two great antagonistic
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That is why both in order to talk about and in order to judge a philosophy it is correct to start out from Mao's categories on contradiction. Now Mao talks above all about politics, even in his philosophical texts -- and in this he is correct, more so than might be imagined -- and he gives reasons for believing what Engels and Lenin suggested, which is the theoretical foundation of the Leninist "materialist reading" not only of Hegel, the absolute idealist, but of all philosophers without exception (including Engels, Lenin and Mao themselves): that in every philosophy, in every philosophical position, you must consider the tendency in its contradiction, and within this contradiction the principal tendency and the secondary tendency of the contradiction, and within each tendency the principal aspect, the secondary aspect, and so on. But it is not a question of an infinite and formal Platonic division. What must be understood is how this division is fixed in a series of meeting-points, in which the political-theoretical conjuncture defines the central meeting-point ("the decisive link") and the secondary meeting-points; or, to change the metaphor: the principal "front" and the secondary "fronts", the main point of attack and defence, the secondary points of attack and defence. This is indeed, in its present form, very schematic, and perhaps even scholastic! "Distinguo", said Molière's philosopher, thus caricaturing division (a major operation in philosophical practice, which by its demarcations realizes a tendency in the struggle) by transforming it into simple distinctions, which establish objects and essences. Lenin's and Mao's
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Why these general remarks? In order to be able to characterize more adequately than before the "tendency" of my first essays. As far as their principal tendency is concerned, and in spite of the severe criticism which I must make of them, I think that they do in their own way, with the available means and in a precise conjuncture, defend positions useful to Marxist theory and to the proletarian class struggle: against the most threatening forms of bourgeois ideology -- humanism, historicism, pragmatism, evolutionism, philosophical idealism, etc. But as far as their secondary, theoreticist tendency is concerned, these same essays express a deviation harmful to Marxist positions and the class struggle.
But it is not enough to talk about a balance: on the one side/on the other. You must at the same time reassess the effect of the whole, that is, the effects of each tendency on the other and the global result. You can then talk about a contradictory unity (between the principal, basically correct tendency, and the secondary, deviant tendency). Within this unity the theoreticist tendency has not been without consequences for the theses of the principal tendency. The more politically-oriented of my critics saw this: the class struggle does not figure in its own right in For Marx and Reading Capital ; it only makes an appearance when I talk about the practical and social function of ideology; and of course (this is certainly the biggest mistake I made in my essays on Marxist philosophy) there was no mention of class position in theory. But, on the other hand, one can also not ignore, within their contradiction, the effects of the principal (correct) tendency on the secondary (deviant) tendency. Certain of my theoreticist theses, modified by their relation to the principal tendency, and especially those drawn from Spinoza, also played a role in the struggle.
It is not my place to say what the result of this enterprise was, what problems were brought to light, which others
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But now that I have learned the lesson of "practice", and knowing, as Lenin said, that it is more serious not to recognize an error than simply to commit it, I can look to the past, reassess my theses in the light of the contradiction which haunted them, and "sort things out".
There are theses which obviously must be got rid of, because, in their existing state, they are false (wrongly oriented) and therefore harmful. For example the definition of philosophy as "Theory of theoretical practice" seems to me quite indefensible, and must be done away with. And it is not enough to suppress a formula: it is a question of rectifying, within their theoretical apparatus, all the effects and echoes of its reverberation. In the same way, the category of "theoretical practice", which was very useful in another context, is nevertheless dangerous in its ambiguity, since it uses one and the same term to cover both scientific practice and philosophical practice, and thus induces the idea that philosophy can be (a) science: but in a context which does not cause the ambiguity to become speculative confusion, this category may still, on occasion, play a role, since it serves as a materialist reminder to "theory" of practice. As far as the antithesis science/ideology is concerned, I have said enough about it for it to be understood that in its general, rationalist-speculative form, it must be rejected,
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But there are other theses and categories which can, even in their old form, render theoretical and political services in struggle and in research, though they may sometimes have to be displaced, even if imperceptibly (Lenin's "shades of opinion"), and inserted into a more correct theoretical apparatus: a better adjusted one. I will not go through all the examples now: anyone who wishes may work out the proof. The whole point is that the guide marks of the theoretical class struggle must be taken seriously, so that it is easier to recognize and to know the class enemy -- that is, on the existing theoretical terrain (which itself must be better grasped) the philosophical enemies -- and possible to take up more correct theoretical class positions, in order to hold and defend a better adjusted front.
What was essentially lacking in my first essays was the class struggle and its effects in theory -- to realize this is to allow certain of the categories which I began with to be replaced in (more) correct positions. An example, to return to it for a moment, is the famous "break". I want to keep it in service, using the same term, but displacing it, or rather assigning it a place on the firm ground of the front of dialectical materialism, instead of letting it float dangerously in the atmosphere of a perilously idealist rationalism. But what does it mean to talk about assigning it a place in a better adjusted apparatus? It means, above all, to recognize -- which I failed to do -- that if there is indeed something at stake here, in connexion with those specific and indisputable facts of which the break is the index, this break is itself not the last word in the affair. For not only must it be admitted that the break does not explain itself, since it actually only records the simple fact that certain symptoms and effects were produced by a certain theoretical event, the historical appearance of a new science; it must also be said that this event in theoretical history has to be explained by the conjunction of the material, technical, social, political
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In the case of Marxist theory, the event which can be called a "break", as I defined it above, in fact seems to have been produced like a "fatherless child" by the meeting of what Lenin called the Three Main Sources, or, to use a more accurate term, by the intersection or conjunction, against the background of the class struggles of 1840-48 (in which the class struggle between bourgeoisie and proletariat was more important than the historical class struggle between the feudal class and the bourgeoisie), of lines of demarcation and of extremely complex theoretical and ideological lineages, which, aimlessly and each for itself, criss-cross in the resultant field of their intersection.
Now it is possible and necessary to distinguish as dominant in this contradictory process what we might call the change in the class theoretical position of the historical "individual" Marx-Engels. This change of class theoretical position took place, under the influence of the political class struggles and of their lessons, in philosophy. This claim is not at all strange if, as I suggest, philosophy really is, in the last instance, class struggle in theory.
I must insist on this point: in fact it takes me directly back to my first essays. At that time I said: the essential question is that of Marxist philosophy. I still think so. But, if I did see (in 1960-65) what the essential question was, I now see that I did not understand it very well . . . I defined philosophy as "Theory of theoretical practice", thus con-
23. Again a precise example. I am indeed using the term instance intentionally. This again is a category which, until a better adapted one comes along, must be kept in use but put to work in its right place. Now recently a wind has been blowing, among Communist philosophers, strong enough to turn every instance upside-down . . . But just because some use the term "instance" on every menu, whether it has any relevance or not, we do not need to follow them. For my pan, I certainly did make a rather free use of "instances", because at the time I had nothing better; and I will now stop talking about the "economic instance", but will maintain the valuable term of instance for the Superstructure: the State, Law and Philosophy.
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On this basis, new fields of research are opened up.
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of the
Young Marx
I
If I were asked to sum up in a few words the essential Thesis which I wanted to defend in my philosophical essays, I would say: Marx founded a new science, the science of History. I would add: this scientific discovery is a theoretical and political event unprecedented in human history. And I would specify: this event is irreversible.
A theoretical event. Before Marx, what one could call the "History Continent" was occupied by ideological conceptions derived from the religious, moral or legal-political sphere -- in short, by philosophies of history. These claimed to offer a representation of what happens in societies and in history. In fact they only succeeded in masking, within distorting and misleading concepts, the mechanisms which really do govern societies and history. This mystification was not an accident: it was linked to their function. These conceptions were in fact only the theoretical detachment of practical ideologies (religion, morality, legal ideology, politics, etc.) whose essential function is to reproduce the relations of production ( = of exploitation) in class societies. Marx "opened" the "History Continent" by breaking with these ideological conceptions. He opened it: by the principles of historical materialism, by Capital and his other works. He opened it: for, as Lenin says, Marx only laid the "corner-stones" of an immense domain which his successors continued to exploit, and the vast extent of the field and the new problems posed demand an unremitting effort.
A political event. For Marx's scientific discovery has been since the very beginning and has become more and
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One fact is indisputable: for a hundred years the whole history of humanity has depended on the Union of the Labour Movement (and of the oppressed peoples) and Marxist Theory (which became Marxist-Leninist Theory). We only need to step back a little to see that, in different but convergent forms, this reality now easily dominates the scene of world history: the struggle of the proletariat and of the oppressed peoples against Imperialism. This fact is irreversible.
II
We could satisfy ourselves with these remarks. But if we
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This question may look like a detour. But it is not. It may look like a theoretical question. In fact it has political implications which are clearly vital.
III
When in my earlier essays I showed that Marx's scientific discovery represented a "break" [coupure or rupture ] with previous ideological conceptions of history, what did I do? What did I do when I spoke of a "break" between science and ideology? What did I do when I spoke of ideology?
I developed a formal analysis, whose significance must now be indicated and whose limits must be traced.
Above all, I arrived at a conclusion. I took cognizance of a fact, of a theoretical event: the appearance of a scientific theory of History in a domain hitherto occupied by conceptions which I called ideological. Let us leave aside for a moment this description: ideological.
I showed that there existed an irreducible difference between Marx's theory and these conceptions. To prove it, I compared their conceptual content and their mode of functioning.
Their conceptual content : I showed that Marx had replaced the old basic concepts (which I called notions) of the philosophies of History with absolutely new, unheard-of concepts, not to be found in the old conceptions. Where the philosophies of History talked about man, the economic subject, need, the system of needs, civil society, alienation, theft, injustice, spirit, liberty -- where they talked about "society" itself -- Marx began to talk about the mode of production, social formation, infrastructure, superstructure, ideologies, classes, class struggle, etc. I concluded that there was no continuity (even in the case of Classical Political Economy) between
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Their mode of functioning : I showed that in practice Marxist theory functioned quite differently from the old pre-Marxist conceptions. It seemed to me that the system of basic concepts of Marxist theory functioned like the "theory" of a science: as a "basic" conceptual apparatus, opened to the "infinitude" (Lenin) of its object, that is, designed ceaselessly to pose and confront new problems and ceaselessly to produce new pieces of knowledge. Let us say: it functioned as a (provisional) truth, for the (endless) conquest of new knowledge, itself capable (in certain conjunctures) of renewing this first truth. In comparison, it appeared that the basic theory of the old conceptions, far from functioning as a (provisional) truth, for the production of new pieces of knowledge, actually tried in practice to operate as the truth of History, as complete, definitive and absolute knowledge of History, in short as a closed system, excluding development because lacking an object in the scientific sense of the term, and thus only ever finding in reality its own mirror reflection. Here too I concluded that there was a radical difference between Marx's theory and earlier conceptions, and I talked about the "epistemological break" [coupure or rupture ].
Finally, I called these earlier conceptions ideological, and understood the "epistemological break", the proof of which I had established, as a theoretical discontinuity between Marxist science on the one hand, and its ideological prehistory on the other. I should specify: not between science in general and ideology in general, but between Marxist science and its own ideological prehistory.
But what allowed me to say that the pre-Marxist conceptions were ideological? Or, what comes to the same thing, what sense did I give to the term ideology ?
An ideological conception does not carry the inscription ideology on its forehead or on its heart, whatever sense you give to the word. On the contrary, it presents itself as the Truth. It can only be identified from outside, after the event: from the standpoint of the existence of a Marxist science
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In fact, every science, as soon as it arises in the history of theories and is shown to be a science, causes its own theoretical prehistory, with which it breaks, to appear as quite erroneous, false, untrue. That is how it treats it in practice: and this treatment is a moment in its history. Nevertheless there always exist philosophers who will draw edifying conclusions; who will draw out of this recurrent (retrospective) practice an idealist theory of the opposition between Truth and Error, between Knowledge and Ignorance, and even (provided that the term "ideology" is taken in a non-Marxist sense) between Science and Ideology, in general.
This effect of recurrence (retrospection) is also a factor in the case of Marxist science: when this science appears, it necessarily shows up its own prehistory as erroneous, but at the same time it also shows it up as ideological in the Marxist sense of the term. Better, it shows up its own prehistory as erroneous because ideological, and in practice treats it as such. Not only does it indicate error -- it explains the historical reason for error. Thus it rules out the exploitation of the "break" between the science and its prehistory as an idealist antithesis of Truth and Error, of Knowledge and Ignorance.
On what principle does this difference, this unprecedented advantage rest? On the fact that the science founded by Marx is the science of the history of social formations. Because of this it gives, for the first time, a scientific content to the concept of ideology. Ideologies are not pure illusions (Error), but bodies of representations existing in institutions and practices: they figure in the superstructure, and are rooted in class struggle. If the science founded by Marx shows up the theoretical conceptions of its own prehistory as ideological, it is therefore not simply to denounce them as false: it is also to point out that they claim to be true, and were accepted and continue to be accepted as true -- and to show why this is so. If the theoretical conceptions with which Marx broke (let us say, to simplify matters: the philosophies of history) deserve to be called ideological, it is because they were the theoretical detachments of practical ideologies
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If this is true, then the "break" between Marxist science and its ideological prehistory refers us to something quite different from a theory of the difference between science and ideology, to something quite different from an epistemology. It refers us on the one hand to a theory of the superstructure, in which the State and Ideologies figure (I have tried to say a few words about this in the article on Ideological State Apparatuses). It refers us on the other hand to a theory of the material (production), social (division of labour, class struggle), ideological and philosophical conditions of the processes of production of knowledge. These two theories are based in the last instance on historical materialism.
But if this is true, Marx's scientific theory itself must answer the question of the conditions of its own "irruption" in the field of ideological conceptions with which it broke.
IV
The great Marxists (Marx above all, Engels, then Lenin) certainly felt that it was not enough to note the appearance of a new science, but that an analysis must also be provided, in conformity with the principles of Marxist science, of the conditions of its appearance. The first elements of this analysis can be found in Engels and Lenin, in the form of the "Three Sources" of Marxism: German philosophy, English political economy and French socialism.
But this old metaphor of "sources", which contains in itself idealist notions (origin, interiority of the current, etc.), must not lead us into error. What is quite remarkable about this "classical" theory is, first, that it attempts to understand Marx's discovery not in terms of individual or original genius, but in terms of a conjunction of different and independent theoretical elements (Three sources). It then presents this conjunction as having produced a fundamentally new effect in respect of the elements which entered into the conjunction: an example of a "leap" or "qualitative change", an essential category of the materialist dialectic.
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They are represented, but at the same time they are also deformed, mystified and masked, because these theoretical elements are by nature profoundly ideological. It is here that the decisive question arises.
In fact it is not enough to point out that the conjunction of these three theoretical elements caused Marxist science to appear. We must also ask how this ideological conjunction could produce a scientific disjunction, how this encounter could produce a "break". In other words, we must ask how and why, when this conjunction took place, Marxist thought was able to leave ideology : or, again, what the displacement was that produced such a prodigious transformation, what the change was that could bring to light what was hidden, overturn what was accepted, and discover an unknown necessity in the facts.
I want to propose the first elements of an answer to this question, by proposing the following thesis: it was by moving to take up absolutely new, proletarian class positions that Marx realized the possibilities of the theoretical conjunction from which the science of history was born.
V
This can be demonstrated by running through the main lines of the "moments" of the "evolution" of the young Marx's thought. Four years separate the liberal-radical
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Let me specify the aspects of this "evolution".
We see the young Marx at the same time change the object of his thought (roughly, he moves from Law to the State, then to Political Economy), change his philosophical position (he moves from Hegel to Feuerbach, then to a revolutionary materialism), and change his political position (he moves from radical bourgeois liberalism to petty-bourgeois humanism, then to communism). Although these changes are not completely in phase, there are profound links between them. But they should not be fused into a single, formless unity, because they intervene at different levels, and each plays a distinct role in the process of transformation of the young Marx's thought.
We can say that, in this process, in which the object occupies the front of the stage, it is the (class) political position that occupies the determinant place; but it is the philosophical position that occupies the central place, because it guarantees the theoretical relation between the political position and the object of Marx's thought. This can be verified empirically in the history of the young Marx. It was indeed politics which allowed him to move from one object to another (schematically: from Press Laws to the State, then to Political Economy), but this move was realized and expressed each time in the form of a new philosophical position. On the one hand the philosophical position appears to be the theoretical expression of the political (and ideological) class position. On the other hand this translation of the political position into theory (in the form of a philosophical position) appears to be the condition of the theoretical relation to the object of thought.
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This astonishing dialectic can be seen at work in the 1844 Manuscripts. When you examine them closely, you appreciate the extent of the theoretical drama which Marx must have lived through in this text (he never published it, he never referred to it again). The crisis of the Manuscripts is summed up in the untenable contradiction between political and philosophical positions which confront one another in the treatment of the object: Political Economy. Politically, Marx wrote the Manuscripts as a Communist, and thus made the impossible theoretical gamble of attempting to use, in the service of his convictions, the notions, analyses and contradictions of the bourgeois economists, putting in the forefront what he calls "alienated labour", which he could not yet grasp as capitalist exploitation. Theoretically, he wrote these manuscripts on the basis of petty-bourgeois philosophical positions, making the impossible political gamble of introducing Hegel into Feuerbach, so as to be able to speak of labour in alienation, and of History in Man. The Manuscripts are the moving but implacable symptom of an unbearable crisis: the crisis which brings an object enclosed in its ideological limits up against incompatible political and theoretical class positions.
We find the solution of this crisis in the Theses on Feuerbach and in The German Ideology : or at least we find a claim that it is solved, the "germ" of a "new conception of the world" (Engels). The change which the Theses briefly indicate is a change, not in Marx's political position, but in his philosophical position. Marx finally abandons Feuerbach, breaks with the whole philosophical tradition of "interpreting the world", and advances into the unknown territory of a revolutionary materialism. This new position now expresses
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Here again it is politics which is the determinant element: the ever deeper engagement in the political struggles of the proletariat. Here again it is, from the theoretical point of view, philosophy which occupies the central place. It is as a consequence of this class theoretical position that Marx's treatment of his object, Political Economy, takes on a radically new character: breaking with all ideological conceptions to lay down and develop the principles of the science of History.
This is how I take the liberty of interpreting the theory of the "Three sources". The conjunction of the three theoretical elements (German philosophy, English political economy, French socialism) could only produce its effect (Marx's scientific discovery) by means of a displacement which led the young Marx not only onto proletarian class positions but also onto proletarian theoretical positions. Without the politics nothing would have happened; but without the philosophy, the politics would not have found its theoretical expression, indispensable to the scientific knowledge of its object.
I will add just a few words more. First to say that the new philosophical position announced in the Theses is only announced; it is not therefore given to us at a stroke or ready-made; it continues to be developed, silently or explicitly, in the later theoretical and political work of Marx and his successors, and more generally in the history of the Union between the Labour Movement and Marxist Theory. And this development is determined by the double effect of Marxist-Leninist science and practice.
Second, to point out that it is no surprise that the adoption of a proletarian philosophical position (even "in germ") is essential to the foundation of a science of History, that is, to an analysis of the mechanisms of class exploitation and domination. In every class society these mechanisms are covered-up-masked-mystified by an enormous coating of ideological representations, of which the philosophies
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VI.
I will add, finally, to come back to where I began, that this detour via the conditions of the appearance of the science of History is not a matter of scholasticism. On the contrary: it brings us back to earth. For what was demanded of the young Marx is still, and more than ever, demanded of us. More than ever, in order to "develop" Marxist theory, that is, in order to analyse the new capitalist-imperialist forms of exploitation and domination, more than ever, in order to make possible a correct Union between the Labour Movement and Marxist-Leninist Theory, we need to stand on proletarian positions in theory (in philosophy): to stand on such positions, which means to work them out, on the basis of proletarian political positions, by means of a radical critique of all the ideologies of the ruling class. Without revolutionary theory, said Lenin, there can be no revolutionary movement. We can add: without a proletarian position in theory (in philosophy), there can be no "development" of Marxist theory, and no correct Union between the Labour Movement and Marxist Theory.
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Is it Simple
to be a Marxist
in Philosophy?
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correct when it knows its limits."
Marx, A Contribution to the Critique of
Political Economy.
I think that I shall neither surprise nor upset anyone when I confess that I wrote none of these texts -- the little Montesquieu, the articles in For Marx, the two chapters in Reading Capital -- with a view to presenting them as a university thesis. It is however true that 26 years ago, in 1949-50, I did place before Mr Hyppolite and Mr Jankélévitch a project for a grande thèse (as it used to be called) on politics and philosophy in the eighteenth century in France with a petite thèse on Jean-Jacques Rousseau's Second Discourse. And I never really abandoned this project, as my essay on Montesquieu shows. Why do I mention this point? Because it concerns the texts placed before you. I was already a Communist, and I was therefore trying to be a Marxist as well -- that is, I was trying to the best of my ability to understand what Marxism means. Thus I intended this work on philosophy and politics in the eighteenth century as a necessary propaedeutic of an understanding of Marx's thought. In fact, I was already beginning to practice philosophy in a certain way, a way which I have never abandoned.
First of all I was beginning to make use of the eighteenth-century authors as a theoretical detour, a process which seems to me indispensable not only to the understanding of a philosophy but to its very existence. A philosophy does not make its appearance in the world as Minerva appeared to the society of Gods and men. It only exists in so far as it occupies a position, and it only occupies this position in so far as it has conquered it in the thick of an already occupied world.
1. Montesquieu: Politics and History; Feuerbach's "Philosophical manifestoes"; For Marx; the contribution to Reading Capital [translator's note ].
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Of course this conception of philosophy as struggle, and, in the last instance, as class struggle in theory, implied a reversal of the traditional relation between philosophy and politics. So I went to work on a study of political philosophers and "ordinary" philosophers, from Machiavelli to Hegel,
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If I seemed to abandon this eighteenth-century theoretical propaedeutic, which in fact continued to inspire me, it was certainly not exclusively for personal reasons. What are called circumstances, those which I mention in the Preface to For Marx, what after the Twentieth Congress of the
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The reason that I recall these circumstances is that I want to make a second remark about the polemical or -- to put it bluntly -- the political character of my philosophical essays. Those essays which are now placed before you had to declare openly that struggle is at the heart of every philosophy. Of course, what I have just said should make it clear that they are not made up of politics in the raw, since they are philosophical, nor are they simply polemical, a war of words, since they come out of a reasoned argument, and because the whole meaning of the effort is to put forward and defend the simple idea that a Marxist cannot fight, in what he writes or in what he does, without thinking out the struggle, without thinking out the conditions, the mechanisms and the stakes of the battle in which he is engaged and which engages him. These texts are thus explicit interventions in a definite conjuncture: political interventions in the existing world of Marxist philosophy, directed at one and the same time against dogmatism and the rightist criti-
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Here it is. In the debate in which I became involved, I chose, with respect to certain politically and theoretically strategic points, to defend radical theses. These, literally stated, looked paradoxical and even theoretically provocative. Two or three examples, to illustrate this choice.
I argued and wrote that "theory is a practice", and proposed the category of theoretical practice, a scandalous proposal in some people's eyes. Now this thesis, like every thesis, has to be considered in terms of its effect in drawing a demarcation line, that is, in defining a position of opposition. Its first effect was, in opposition to all forms of pragmatism, to justify the thesis of the relative autonomy of theory and thus the right of Marxist theory not to be treated as a slave to tactical political decisions, but to be allowed to develop, in alliance with political and other practices, without betraying its own needs. But at the same time this thesis had another effect, in opposition to the idealism of pure theory, of stamping theory with the materialism of practice.
Another radical formulation: the internal character of the criteria of validation of theoretical practice. I was able to cite Lenin, who himself put forward this provocative
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One last example: I argued the thesis of Marx's theoretical anti-humanism. A precise thesis, but one whose precise meaning some people did not want to understand, and which roused against me all the world's bourgeois and social-democratic ideology, even within the International Labour Movement. Why did I take up such radical positions? I shall not shelter behind the argument of manifest ignorance, which can still be useful, but at the proper time. I want first of all to defend the principle of taking up these radical positions. Because obviously they were met with cries of dogmatism, speculation, scorn for practice, for the concrete, for man, etc. This indignation was not without a certain piquancy.
For my part, since I was not unaware of the relation which I mentioned above between philosophy and politics, I remembered Machiavelli, whose rule of Method, rarely stated but always practised, was that one must think in extremes, which means within a position from which one states border-line theses, or, to make the thought possible, one occupies the place of the impossible. What does Machiavelli do? In order to change something in his country's history, therefore in the minds of the readers whom he wants to provoke into thought and so into volition, Machiavelli explains, off-stage as it were, that one must rely on one's own strength,
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I found an echo of and a basis for this argument in Lenin. He of course, a few years after What is to be Done?, in response to certain criticisms which had been made of his formulae, replied in the form of the theory of the bending of the stick. When a stick is bent in the wrong direction, said Lenin, it is necessary if you want to put matters right -- that is, if you want to straighten it and keep it straight -- to grasp it and bend it durably in the opposite direction. This simple formula seems to me to contain a whole theory of the effectiveness of speaking the truth, a theory deeply rooted in Marxist practice. Contrary to the whole rationalist tradition, which only requires a straight, true idea in order to correct a bent, false idea, Marxism considers that ideas only have a historical existence in so far as they are taken up and incorporated in the materiality of social relations. Behind the relations between simple ideas there thus stand relations of force, which place certain ideas in power (those which can be schematically called the ruling ideology) and hold other ideas in submission (which can be called the oppressed ideology), until the relation of force is changed. It follows that if you want to change historically existing ideas, even in the apparently abstract domain called philosophy, you cannot content yourself with simply preaching the naked truth, and waiting for its anatomical obviousness to "enlighten" minds, as our eighteenth-century ancestors used to say: you are forced, since you want to force a change in ideas, to recognize the force which is keeping them bent, by applying a counter-force capable of destroying this power and bending the stick in the opposite direction so as to put the ideas right.
All this outlines the logic of a social process whose scope is obviously wider than any written text. But in a written text like What is to be Done? the only form which this relation of forces can take is its presence, its recognition and its anticipation in certain radical formulae, which cause the relation of force between the new ideas and the dominant ideas to be felt in the very statement of the theses themselves. If I might, in my own modest way, allow myself to be inspired
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As a proof of what I have been saying, I would be happy, when the opportunity offers itself, to argue the point that this relation of force, counter-bending and bending, this extremism in the formulation of theses, belongs quite properly to philosophy, and that even if they did not admit as much, as Lenin did in passing and from behind the shelter of a common maxim, the great philosophers always practised it, whether they hid this fact behind an idealist disclaimer or brought it out into the full light of day in their treatment of the "scandals" of materialism.
It remains true that in bending the stick in the opposite direction, you run a risk: of bending it too little, or too much, the risk which every philosopher takes. Because in this situation, in which social forces and interests are at stake, but can never be untangled with absolute certainty, there is no court of final appeal. If you intervene too abruptly you run the risk of not immediately finding the mark; if you bend the stick too little or too much you run the risk of finding yourself being pulled back into error. This, as you perhaps know, is what I publicly admitted to have happened to some extent in my own case, when I recognized in 1967 and explained more recently in the Elements of Self-criticism that my writings of 1965, which have been laid before you, were impaired by a theoreticist tendency and just a little compromised by a flirt with structuralist terminology. But
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Before discussing the detailed argument of my essays, a word about their very general objective.
This objective can be made out from the titles of my books: For Marx, Reading Capital. For these titles are slogans. I think that I can speak here for figures of my generation, who have lived through Nazism and fascism, the Popular Front, the Spanish War, the War and the Resistance, and the Stalin period. Caught up in the great class struggles of contemporary history, we had engaged ourselves in the struggles of the Labour Movement and wanted to become Marxists. Now it was not easy to be a Marxist and to find one's feet within Marxist theory, even after the Twentieth Congress, since the dogmatism of the preceding period lived on, now in conjunction with its counterpoint, all that "Marxist" philosophical twaddle about man. And since this twaddle was based on the letter of the works of the young Marx, it was necessary to return to Marx in order to throw a little light on ideas clouded over by the trials of history. I do not want to lay stress on the political importance of this operation; it did however have something original about it, for which I have never been forgiven, in the fact that it criticized dogmatism not from the right-wing positions of humanist ideology, but from the left-wing positions of theoretical anti-humanism, anti-empiricism and anti-economism. I was not alone in the operation: as I later found out, others -- not only della Volpe in Italy but also certain young Soviet thinkers whose writings have not been widely published -- had also, in their own manner, set out on the same path. We were attempting to give back to Marxist theory, which had been treated by dogmatism and by Marxist humanism as the first available ideology, something of its status as a theory, a revolutionary theory. Marx had
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Thus, in opposition to the subversion to which Marx's thought had been subjected, it seemed to me indispensable to lay stress on one simple idea: the unprecedented and revolutionary character of this thought. Unprecedented, because Marx had -- in a work of conceptual elaboration which begins with The German Ideology and culminates in Capital -- founded what we might call, as a first approximation, the science of history. Revolutionary, because this scientific discovery which armed the proletariat in its struggle caused a complete upset in philosophy: not only by causing philosophy to revise its categories in order to bring them into line with the new science and its effects, but also and above all by giving philosophy the means, in the term of an understanding of its real relation to the class struggle, of taking responsibility for and transforming its own practice.
It is this innovation, this radical difference between Marx and his predecessors, that I wanted not only to bring out but also to clarify and if possible to explain, because I considered it to be politically and theoretically vital for the Labour Movement and its allies and still do consider it vital for this difference to be grasped. To this end I had to establish myself at the level of the new philosophy, produced by Marx in the course of his scientific revolution, and in a movement of thought close to Spinoza and sanctioned by Marx to try to grasp this difference on the basis of the newly acquired truth. But to the same end I had to grasp the philosophy capable of grasping the difference, that is, I had to obtain a clear view of Marx's own philosophy. Now everyone knows that the mature Marx left us nothing in this line except the extraordinary 1857 Introduction to A Contribution to the Critique of Political Economy and the intention, which he never realized, of writing a dozen pages on the dialectic. No doubt Marx's philosophy is, as Lenin said, contained in Capital, but in a practical state, just as it is also contained in the great struggles of the Labour Movement. I decided
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This conviction has always been with me. I would now formulate it differently than in For Marx and Reading Capital, but I consider that I made no mistake in locating philosophy as the place from which Marx can be understood, because that is where his position is summed up.
I will first take the path of the "last instance".
We know that Marx and Engels argued the thesis of the determination by the economy in the last instance. This little phrase, which seems like nothing at all, in fact upsets the whole ruling conception of society and of history. Not enough attention has been paid to the figure or metaphor in which Marx presents his conception of a society in the Preface to the 1859 Contribution. This figure is that of a topography, that is, of a spatial apparatus which assigns positions in space to given realities.
The Marxist topography presents society in terms of the metaphor of an edifice whose upper floors rest, as the logic of an edifice would have it, on its foundation. The foundation is in German die Basis or die Struktur, which is traditionally translated as base or more often infrastructure : it is the economy, the unity of the productive forces and relations of production under the dominance of the relations of production. From the base of the ground floor rise the upper floor or floors of the Überbau, in translation the legal-political and ideological superstructure.
A simple image, it will be said, representing realities. Agreed: but it also distinguished these realities, which is
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When Marx says that the base or infrastructure is determinant in the last instance, he implies that what it determines is the superstructure.
For example: "The specific economic form, in which unpaid surplus-labour is pumped out of direct producers, determines the relationship of rulers and ruled, as it grows directly out of production itself and in turn, reacts upon it as a determining element".[2]
But the determination which Marx is thinking of here is only determination in the last instance. As Engels wrote (in a letter to Bloch): "According to the materialist conception of history, the ultimately determining element in history is the production and reproduction of real life. More than this neither Marx nor I have ever asserted. Hence if somebody twists this into saying that the economic element is the only determining one, he transforms that proposition into a meaningless, abstract, senseless phrase."[3]
In the determination of the topography, the last instance really is the last instance. If it is the last one, as in the legal
2. Marx continues: "Upon this, however, is founded the entire formation [Gestaltung ] of the economic community which grows up out of the production relations themselves, thereby simultaneously its own specific political form [Gestalt ]. It is always the direct relationship of the owners of the conditions of production to the direct producers -- a relation always naturally corresponding to a definite stage in the development of the methods [Art und Weise ] of labour and thereby its social productivity -- which reveals the innermost secret [innerste Geheimnis ], the hidden basis [Grundlage ] of the entire social structure [Konstruktion ], and with it the political form of the relation of sovereignty and dependence, in short, the corresponding specific form of the State." (Capital, vol. III, p. 772, Moscow edition, 1962.)
3. Engels continues: "The economic situation is the basis, but the various elements of the superstructure: political forms of the class struggle and its results, to wit: constitutions established by the victorious class after a successful battle, etc., juridical forms, and even then the reflexes of all these actual struggles in the brains of the participants, political, juristic, philosophical theories, religious views and their further development into systems of dogmas, also exercise their influence upon the course of the historical struggles and in many cases preponderate in determining their form."
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Before drawing the consequences, I would like to underline the decisive theoretical importance of this category of the "last instance ", too often considered as a philosophical approximation or popularization. To argue for the determination in the last instance by the economy is to mark oneself off from all idealist philosophies of history, it is to adopt a materialist position. But to talk about the determination by the economy in the last instance is to mark oneself off from every mechanistic conception of determinism and to adopt a dialectical position. However, when you are working in Hegel's shadow you must be on your guard against the idealist temptations involved in the dialectic. And Marx is on his guard, because when he inscribes the dialectic within the functioning of the instance of a topography, he effectively protects himself from the illusion of a dialectic capable of producing its own material content in the spontaneous movement of its self-development. In submitting the dialectic to the constraints of the topography, Marx is submitting it to the real conditions of its operation, he is protecting it from speculative folly, he is forcing it into a materialist mould, forcing it to recognize that its own figures are prescribed by the material character of its own conditions. That this inscription and this prescription are not in themselves sufficient to provide us with the figures of the materialist dialectic in person, I agree, but they do save us from at least one temptation: that of seeking these figures ready-made in Hegel.
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Yes, Marx was close to Hegel, but above all for reasons which are not mentioned, for reasons which go back further than the dialectic, for reasons which relate to Hegel's critical position in respect to the theoretical presuppositions of classical bourgeois philosophy, from Descartes to Kant. To sum it up in a word: Marx was close to Hegel in his insistence on rejecting every philosophy of the Origin and of the Subject, whether rationalist, empiricist or transcendental; in his critique of the cogito, of the sensualist-empiricist subject and of the transcendental subject, thus in his critique of the idea of a theory of knowledge. Marx was close to Hegel in his critique of the legal subject and of the social contract, in his critique of the moral subject, in short of every philosophical ideology of the Subject, which whatever the variation involved gave classical bourgeois philosophy the means of guaranteeing its ideas, practices and goals by not simply reproducing but philosophically elaborating the notions of the dominant legal ideology. And if you consider the grouping of these critical themes, you have to admit that Marx was close to Hegel just in respect to those features which Hegel had openly borrowed from Spinoza, because all this can be found in the Ethics and the Tractatus Theologico-Politicus. These deep-rooted affinities are normally passed over in pious silence; they nevertheless constitute, from Epicurus to Spinoza and Hegel, the premises of Marx's materialism. They are hardly ever mentioned, for the simple reason that Marx himself did not mention them, and so the whole of the Marx-Hegel relationship is made to hang on the dialectic, because this Marx did talk about! As if he would not be the first to agree that you must never judge someone on the basis of his own self-conscious image,
4. Cf. "Marx's Relation to Hegel" (in Politics and History, New Left Books, 1972) and the Elements of Self-criticism.
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I hope I shall be excused for laying so much stress on this point, but it is the key to the solution of very many problems, real or imaginary, concerning Marx's relation to Hegel, and within Marx concerning the relation of the dialectic to materialism. In fact I believe that the question of the Marxist dialectic cannot be properly posed unless the dialectic is subjected to the primacy of materialism, and a study is made of what forms this dialectic must take in order to be the dialectic of this materialism. From this point of view it is easy to understand how the idea of the dialectic could have imposed itself on a philosophy like that of Hegel, not only because the dramatic turmoil of the French Revolution and its after-effects provided the hard lesson, but also because the dialectic was the only means of thinking within a philosophy which had very good reasons for originally refusing (even if it later transformed and reintroduced them) the use and guarantee of the categories of Origin and Subject. Of course, Hegel did not apply himself to the search for the dialectic only after rejecting Origin and Subject. In a single movement he created the dialectic which he needed to differentiate himself from the classical philosophies, and, to force it to serve his ends, he "mystified the dialectic", to use Marx's words. But that does not mean that the Hegelian mystification itself is not witness to a relation constant since the time of Epicurus, and perhaps before him, between materialism, which can only play its role by drawing a demarcation line between itself and every philosophy of the Origin, whether of Being, of the Subject or of Meaning, and the dialectic. To make the matter clearer in a few words: when you reject the radical origin of things, whatever the figure used, you need to create quite different categories from the classical ones in order to get a grasp on those notions -- essence, cause or liberty -- whose authority is drawn from this origin. When you reject the category of origin as a philosophical issuing bank, you have to refuse its currency too, and put other categories into circulation: those of the dialectic. That is in outline the profound relation linking the premises of the materialism to be found in Epicurus, Spinoza and Hegel, which governs
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It is this which seems to me important, much more than the "conclusions without premises" which are the only judgements made by Marx on Hegel and where he raises only and for its own sake the question of the dialectic. He does this, of course, in order to recognize in Hegel the merit of having -- I quote -- "been the first to express the general movement of the dialectic", which is correct and certainly a rather reserved statement, but also in order to argue, this time without any reservations, that Hegel had "mystified" it, and that Marx's own dialectic was not only not that of Hegel, but "its exact opposite". But we also know that according to Marx it was enough, in order to demystify the Hegelian dialectic, to invert it. I have argued enough in the past about the fact that this idea of inversion did not do the job and was only a metaphor for a real materialist transformation of the figures of the dialectic, about which Marx promised us a dozen pages which he never wrote. This silence was surely not accidental. It was doubtless a consequence of the need to trace a line back from the conclusions to the materialist premises of the dialectic, and on the basis of these premises to think out, in the strong sense, the new categories which they imply and which can be found in operation in Capital and in Lenin's writings, but which do not always or do not yet clearly bear their name.
I became involved in this problem when I started to look for the difference, in their very proximity, between Marx and Hegel. It is quite obvious that if Marx borrowed from Hegel the word and the idea of the dialectic, he nevertheless could not possibly have accepted this doubly mystified dialectic -- mystified not only in the idealist attempt to produce its own material content, but also and above all in the figures which realize the miracle of its self-incarnation: negation and the negation of the negation, or Aufhebung. Because if the Hegelian dialectic rejects every Origin, which is what is said at the beginning of the Logic, where Being is immediately identified with Nothingness, it projects this into the End of a Telos which in return creates, within its own process, its own Origin and its own Subject. There is
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I was therefore simply trying to formulate conceptually what already existed in the practical state.
That, to approach the matter from this direction, is why I claimed that Marx did not have the same idea of the nature of a social formation as Hegel, and I believed that I could demonstrate this difference by saying that Hegel thought of society as a totality, while Marx thought of it as a complex whole, structured in dominance. If I may be allowed to be a little provocative, it seems to me that we can leave to Hegel the category of totality, and claim for Marx the category of the whole. It might be said that this is a verbal quibble, but I do not think that this is entirely true. If I preferred to reserve for Marx the category of the whole rather than that of the totality, it is because within the totality a double temptation is always present: that of considering it as a pervasive essence which exhaustively embraces all of its manifestations, and -- what comes to the same thing -- that of discovering in it, as in a circle or a sphere (a metaphor which makes us think of Hegel once again), a centre which would be its essence.
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For Marx, the differences are real, and they are not only differences in spheres of activity, practices and objects: they are differences in efficacy. The last instance operates here in such a way that it explodes the peaceful fiction of the circle or the sphere. It is not an accident that Marx abandons the metaphor of the circle for that of the edifice. A circle is closed, and the corresponding notion of totality presupposes that one can grasp all the phenomena, exhaustively, and then reassemble them within the simple unity of its centre. Marx on the other hand presents us with an edifice, a foundation, and one or two upper floors -- exactly how many is not stated. Nor does he say that everything must fall into
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That is why I talked about a whole, to make it clear that in the Marxist conception of a social formation everything holds together, that the independence of an element is only ever the form of its dependence, and that the interplay of the differences is regulated by the unity of a determination in the last instance; but that is why I did not talk about a totality, because the Marxist whole is complex and uneven, and stamped with this unevenness by the determination in the last instance. It is this interplay, this unevenness, which allow us to understand that something real can happen in a social formation and that through the political class struggle it is possible to get a hold on real history. I made the point in passing: no politics have ever been seen in the world which were inspired by Hegel. For where can you get a hold on the circle when you are caught in the circle? Formally, the Marxist topography gives an answer when it says: this is what is determinant in the last instance -- the economy, therefore the economic class struggle, extended into the political class struggle for the seizure of State power -- and this is how the class struggle in the base is linked (or is not linked) to the class struggle in the superstructure. But that is not all. In pointing this out, the Marxist topography refers any questioner to his place in the historical process: this is the place which you occupy, and this is where you must move to in order to change things. Archimedes only wanted a single fixed point in order to lift up the world. The Marxist topography names the place where you must fight because that is where the fight will take place for the transformation of the world. But this place is no longer a point, nor is it
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All this remains formal, no-one will deny it, in the Preface to the Contribution to which I have alluded. But the Communist Manifesto called things by their names and Capital repeated them. Capital is full of examples of the topographical figure. It is through the use of this figure that theoretical determination can become practical decision, because it arranges things in such a way that the workers, who Marx was talking to, can seize them. The concept which is grasped (Begriff ) becomes in Marx the theoretical-practical apparatus of a topography, a means of practically grasping the world.
It is easy to see that, in this new whole, the dialectic at work is not at all Hegelian. I tried to show this in connexion with the question of contradiction, by pointing out that if you take seriously the nature of the Marxist whole and its unevenness, you must come to the conclusion that this unevenness is necessarily reflected in the form of the overdetermination or of the underdetermination of contradiction. Of course, it is not a question of treating overdetermination or underdetermination in terms of the addition or subtraction of a quantum of determination, a quantum added or subtracted from a pre-existing contradiction, that is, one leading a de jure existence somewhere. Overdetermination or underdetermination are not exceptions in respect to a pure contradiction. Just as Marx says that man can only be alone within society, just as Marx says that the existence of simple economic categories is an exceptional product of history, in the same way a contradiction in the pure state can only exist as a determinate product of the impure contradiction.
The effect of this thesis is quite simply to change the reference points from which we look at contradiction. And, in particular, it warns us against the idea of what I have called simple contradiction, or more exactly contradiction in the logical sense of the term, whose terms are two equal entities each simply bearing one of the contrary signs + or -, A or not-A. If I might now go a little further than I did in my first essays, but in the same direction, I should say that contradiction, as you find it in Capital, presents the surprising characteristic of being uneven, of bringing contrary
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I think that if you keep in sight this special characteristic of Marxist contradiction, that it is uneven, you will come up with some interesting conclusions, not only about Capital but also about the question of the struggle of the working class, of the sometimes dramatic contradictions of the Labour Movement and of the contradictions of socialism. For if you want to understand this unevenness, you will have to follow Marx and Engels in taking seriously the conditions which make the contradiction uneven, that is, the material and structural conditions of what I have called the structured whole in dominance, and here you will get a glimpse into the theoretical foundations of the Leninist thesis of uneven development. Because in Marx all development is uneven, and here again it is not a question of additions to or subtractions from a so-called even development, but of an essential characteristic. Every development is uneven, because it is contradiction which drives development, and because contradiction is uneven. That is why, alluding to the Discourse on the Origin of Inequality by Rousseau,
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I have only sketched out a few themes, simply to indicate the critical importance of the thesis of the last instance for understanding Marx. And it is of course true that every interpretation of Marxist theory involves not only theoretical stakes but also political and historical. These theses on the last instance, on the structured whole in dominance, on the unevenness of contradiction, had an immediate principal objective, which governed the way in which they were expressed: that of recognizing and indicating the place and the role of theory in the Marxist Labour Movement, not just by taking note of Lenin's famous slogan, "Without revolutionary theory there can be no revolutionary movement", but by going into detail in order to free theory from confusions, mystifications and manipulations. But beyond this primary objective, my theses had other, more important aims, bearing on the temptations faced by the Labour Movement: the temptation of a messianic or critical idealism of the dialectic, which has haunted intellectuals in revolt from the time of the young Lukàcs and even of the old and new Young Hegelians; the temptation of what I called the poor man's Hegelianism, the evolutionism which has always, in the Labour Movement, taken the form of economism. In both cases, the dialectic functions in the old manner of pre-Marxist philosophy as a philosophical guarantee of the coming of revolution and of socialism. In both cases, materialism is either juggled away (in the case of the first hypothesis) or else reduced to the mechanical and abstract materiality of the productive forces (in the case of the second hypothesis). In all cases the practice of this dialectic runs up against the implacable test of the facts: the revolution did not take place in nineteenth-century Britain nor in early twentieth-century Germany; it did not take place in the advanced countries at all, but elsewhere, in Russia, then later in China and Cuba, etc. How can we understand this displacement of the principal contradiction of imperialism onto the
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That is why I think that, in order to see more clearly what makes Marx different, one must put into its proper perspective the immediate formulation in which he expressed his relation to the Hegelian dialectic. To do so, one must first consider how Marx's materialism is expressed, because the question of the dialectic depends on this. And there does exist a rather good way of dealing with this problem, which I have just tried to follow: that which uses the category of determination in the last instance.
I cannot hide the fact that in this matter I depended heavily on Spinoza. I said a moment ago that Marx was close to Hegel in his critique of the idea of a theory of knowledge. But this Hegelian critique is already present in Spinoza. What does Spinoza in fact mean when he writes, in a famous
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I am sorry if some people consider, apparently out of theoretical opportunism, that I thus fall into a heresy, but I would say that Marx -- not only the Marx of the 1857 Introduction, which in fact opposes Hegel through Spinoza, but the Marx of Capital, together with Lenin -- is in fact on close terms with Spinoza's positions. For while they too reject every theory of the Origin, Subject and Justification of knowledge, they too talk about knowledge. And the fact that Lenin claims for Marxism the expression "theory of knowledge" is not an embarrassment when you realize that he defines it as . . . the dialectic. In fact Marx and Lenin talk about knowledge in very general terms, to describe the general aspects of its process. One must be suspicious of those passages in which Marx states such generalities. There is at least one case, among others, with respect to
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In the whole of this affair I based myself as closely as possible on Marx's 1857 Introduction, and if I used it to produce some necessary effects of theoretical provocation, I think that I did nevertheless remain faithful to it.
I was directly and literally inspired by Marx, who several times uses the concept of the "production " of knowledge, to argue my central thesis: the idea of knowledge as production. I obviously also had in mind an echo of Spinozist "production", and I drew on the double sense of a word which beckoned both to labour, practice, and to the display of truth. But essentially -- and in order to provoke the reader -- I held closely, I would even say mechanically, to the Marxist concept of production, which literally suggests a process and the application of tools to a raw material. I even outbid Marx by presenting a general concept of "practice", which reproduced the concept of the labour process to be found in Capital, and, referring back to theoretical practice, I used and no doubt forced a little Marx's text in order to arrive at the distinction between the three generalities,[5] the first
5. Cf. For Marx, "On the Materialist Dialectic"; English edition, pp. 183-190 [translator's note ].
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What interested me above all else in Marx's text was his radical double opposition to empiricism, and to Hegel. In opposition to empiricism, Marx argued that knowledge does not proceed from the concrete to the abstract but from the abstract to the concrete, and that all this takes place, I quote, "in thought ", while the real object, which gives rise to this whole process, exists outside of thought. In opposition to Hegel, Marx argued that this movement from the abstract to the concrete was not a manner of producing reality but of coming to know it. And what fascinated me in all this argument was that one had to begin with the abstract. Now Marx wrote that knowledge is "a product of thinking, of comprehension . . . a product of the assimilation and transformation (ein Produkt der Verarbeitung) of perceptions and images into concepts ", and also that "it would seem to be the proper thing to start with the real and concrete elements . . . e.g. to start in the sphere of economy with population . . . Closer consideration shows, however, that this is wrong. Population is an abstraction."[6] I concluded that perceptions and images (Anschauung und Vorstellung ) were treated by Marx as abstractions. And I attributed to this abstraction the status of the concrete or of experience as you find it in Spinoza's first level of knowledge, that is, in my language, the status of the ideological. Of course I did not say that Generalities II, working on Generalities I, only work on ideological material, because they could also be working on abstractions which are already scientifically elaborated, or on both together. But there did remain this border-line case of a purely ideological raw material, a hypothesis which allowed me to introduce the science/ideology antithesis, and the epistemological break, which Spinoza, long before Bachelard,
6. Introduction to A Contribution to the Critique of Political Economy, Moscow, 1971, p. 205 [translator's note ].
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But, of course, since I suffer from what Rousseau called something like "the weakness of believing in the power of consequences", I did not stop there, but drew an important distinction: that between the real object and the object of knowledge. This distinction is contained in the very phrases in which Marx deals with the process of knowledge. As a materialist, he argues that knowledge is knowledge of a real object (Marx says: a real subject), which (I quote) "remains, after as before, outside the intellect and independent of it".[7] And, a little later, in reference to the subject of investigation, society, he writes (I quote) that it "must always be envisaged therefore as the pre-condition of comprehension". Marx therefore poses, as a pre-condition of the whole process of knowledge of a real object, the existence of this real object outside of thought. But this exteriority of the real object is affirmed at the same time as he affirms the specific character of the process of knowledge, which is "the product of the assimilation and transformation" of perceptions and images into concepts. And, at the end of the process, the thought-concrete, the thought-totality, which is its result, presents itself as knowledge of the real-concrete, of the real object. The distinction between the real object and the process of knowledge is indubitably present in Marx's text, as is the reference to the work of elaboration and the diversity of its moments, and the distinction between the thought-concrete and the real object, of which it gives us knowledge.
I used this text not in order to construct a "theory of knowledge" but in order to, stir something within the world of the blindly obvious, into which a certain kind of Marxist philosophy retreats in order to protect itself from its enemies. I suggested that if all the knowledge which we possess really is knowledge of a real object which remains "after as before" independent of the intellect, there was perhaps some point
7. Op. cit., p. 207, translation modified [translator's note ].
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Of course, if this necessary distinction is not solidly supported, it may lead to nominalism, even to idealism. It is generally agreed that Spinoza fell into nominalism. But he did in any case take measures to protect himself from idealism, both in developing his theory of a substance with infinite attributes, and in arguing for the parallelism of the
8. "That is, so long as the intellect adopts a purely speculative, purely theoretical attitude" (Marx). He distinguishes between the theoretical attitude (knowledge of the real object) and the practical attitude (transformation of the real object).
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Lenin wrote: "You will say that this distinction between relative and absolute truth is indefinite. And I shall reply: it is sufficiently 'indefinite' to prevent science from becoming a dogma in the bad sense of the term, from becoming dead, frozen, ossified; but at the same time it is sufficiently 'definite' to enable us to draw a dividing-line in the most emphatic and irrevocable manner between ourselves and fideism and agnosticism, between ourselves and philosophical idealism and the sophistry of the followers of Hume and Kant."[9] Which means, to put it bluntly: our thesis is precise enough not to fall into idealism, precise enough to draw a line between itself and idealism, that is, correct enough in its generality to prevent the living freedom of science from being buried under its own results.
The same is true, keeping everything in proportion, of my thesis on the difference between the real object and the object of knowledge. The stakes were considerable. It was a question of preventing the science produced by Marx from being treated "as a dogma in the bad sense of the term", it was a question of bringing to life the prodigious work of criticism and elaboration carried out by Marx, without which he would never have been able -- to put it in his way, which remains classical -- to discover behind the appearance
9. Materialism and Empirio-criticism, Moscow, 1967, p. 123 [translator's note ].
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Finally -- and this was not the least important aspect -- it was a question of recalling with Marx that knowledge of reality changes something in reality, because it adds to it precisely the fact that it is known, though everything makes it appear as if this addition cancelled itself out in its result. Since knowledge of reality belongs in advance to reality, since it is knowledge of nothing but reality, it adds something to it only on the paradoxical condition of adding nothing to it,[10] and once produced it reverts to it without need of sanction, and disappears in it. The process of knowledge adds to reality at each step its own knowledge of that reality, but at each step reality puts it in its pocket, because this knowledge is its own. The distinction between object of knowledge and real object presents the paradox that it is affirmed only to be annulled. But it is not a nullity : because in order to be annulled it must be constantly affirmed. That is normal, it is the infinite cycle of all knowledge, which
10. Cf. Engels: "Knowledge of nature just as it is, without any foreign addition ". Cf. also the Leninist theory of reflection.
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What is at stake with regard to these theses? Let us take Marxist science and suppose that political conditions are such that no-one works on it any more, no-one is adding any new knowledge. Then the old knowledge that reality has pocketed is there, within it, in the form of enormous and dead "obvious" facts, like machines without workers, no longer even machines but things. We could no longer in this case be sure, as Lenin puts it, of preventing science "from becoming a dogma in the bad sense of the term, from becoming dead, frozen, ossified". Which is another way of saying that Marxism itself risks repeating truths which are no longer any more than the names of things, when the world is demanding new knowledge, about imperialism and the State and ideologies and socialism and the Labour Movement itself. It is a way of recalling Lenin's astonishing remark, that Marx only laid the foundation stones of a theory which we must at all costs develop in every direction. It is a way of saying: Marxist theory can fall behind history, and even behind itself, if ever it believes that it has arrived.
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Let us try to understand it.
And, to that end, let me first say a word about Feuerbach, some of whose texts I translated. No-one will deny that Feuerbach's philosophy is openly a theoretical humanism. Feuerbach says: every new philosophy announces itself under a new name. The philosophy of modern times, my philosophy, he says, announces itself under the name "Man". And in fact man, the human essence, is the central principle of the whole of Feuerbach's philosophy. It is not that Feuerbach is not interested in nature, because he does talk about the sun and the planets, and also about plants, dragon-flies and dogs, and even about elephants in order to point out that they have no religion. But he is first of all preparing his ground, if I may put it in that way, when he talks about nature, when he calmly tells us that each species has its own world, which is only the manifestation of its essence. This world is made up of objects, and among them there exists one object par excellence in which the essence of the species is accomplished and perfected: its essential object. Thus each planet has the sun as an essential object, which is also the essential object of the planet, etc.
Now that the ground is prepared, we can turn our attention to man. He is the centre of his world as he is at the centre of the horizon that bounds it, of his Umwelt. There is nothing in his life which is not his : or rather, nothing which is not him, because all the objects of his world are only his objects in so far as they are the realization and projection of his essence. The objects of his perception are only his manner of perceiving them, the objects of his thought are only his manner of thinking them, and the objects of his feelings are only his manner of feeling them. All his objects are essential in so far as what they give him is only ever his own essence. Man is always in man, man never leaves the sphere of man,
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It must not be forgotten that this discourse, of which I can only sketch the premises here, had a certain grandeur, since it called for the inversion produced by religious or political alienation to be itself inverted; in other words, it
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Man at the centre of his world, in the philosophical sense of the term, the originating essence and the end of his world -- that is what we can call a theoretical humanism in the strong sense.
It will be agreed, I think, that Marx, having originally espoused Feuerbach's problematic of the generic essence of man and of alienation, later broke with him, and also that this-break with Feuerbach's theoretical humanism was a radical event in the history of Marx's thought.
But I would like to go further. For Feuerbach is a strange philosophical personality with this peculiarity (if I may be allowed the expression) of "blowing the gaff". Feuerbach is a confessed theoretical humanist. But behind him stands a whole row of philosophical precursors who, while they were not so brave as to confess it so openly, were working on a philosophy of man, even if in a less transparent form. Far be it from me to denigrate this great humanist tradition whose historical merit was to have struggled against feudalism, against the Church, and against their ideologists, and to have given man a status and dignity. But far be it from us, I think, to deny the fact that this humanist ideology, which produced great works and great thinkers, is inseparably linked to the rising bourgeoisie, whose aspirations it expressed, translating and transposing the demands of a commercial and capitalist economy sanctioned by a new system of law, the old Roman law revised as bourgeois commercial law. Man as a free subject, free man as a subject of his actions and his thoughts, is first of all man free to possess, to sell and to buy, the subject of law.
I will cut matters short and put forward the claim here that, with some untimely exceptions, the great tradition of
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It follows that Marx's theoretical anti-humanism is much more than a settling of accounts with Feuerbach: it is directed
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I would say that Marx's theoretical anti-humanism is above all a philosophical anti-humanism. If what I have just said has any truth in it, you only have to compare it with what I said earlier about Marx's affinities with Spinoza and Hegel in their opposition to philosophies of the Origin and the Subject to see the implications. And in fact if you examine the texts which might be considered the authentic texts of Marxist philosophy, you do not find the category of man or any of its past or possible disguises. The materialist and dialectical theses which make up the whole of what little Marxist philosophy exists can give rise to all kinds of interpretations. But I do not see how they can allow any humanist interpretation: on the contrary, they are designed to exclude it, as one variety of idealism among others, and to invite us to think in a quite different manner.
But we still have not finished, because we still have to understand the theoretical anti-humanism of historical materialism, that is, the elimination of the concept of man as a central concept by the Marxist theory of social formations and of history.
Perhaps we ought first of all to deal with two objections. In fact, we certainly ought to try, because they come up again and again. The first concludes that any Marxist theory conceived in the above manner ends by despising men and paralysing their revolutionary struggle. But Capital is full of the sufferings of the exploited, from the period of primitive accumulation to that of triumphant capitalism, and it is written for the purpose of helping to free them from class servitude. This however does not prevent Marx but on the contrary obliges him to abstract from concrete individuals and to treat them theoretically as simple "supports" of relations, and this in the same work, Capital, which analyses the mechanisms of their exploitation. The second objection opposes to Marx's theoretical anti-humanism the existence of humanist ideologies which, even if they do in general serve the hegemony of the bourgeoisie, may also, in certain
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What is at stake here is something quite different: the theoretical pretensions of the humanist conception to explain society and history, starting out from the human essence, from the free human subject, the subject of needs, of labour, of desire, the subject of moral and political action; I maintain that Marx was only able to found the science of history and to write Capital because he broke with the theoretical pretensions of all such varieties of humanism.
In opposition to the whole of bourgeois ideology, Marx declares: "A society is not composed of individuals" (Grundrisse ), and: "My analytic method does not start from Man but from the economically given period of society" (Notes on Wagner's Textbook ). And against the humanist and Marxist socialists who had proclaimed in the Gotha Programme that "labour is the source of all wealth and all culture", he argues: "The bourgeois have very good grounds for falsely ascribing supernatural creative power to labour". Can one imagine a more distinct break?
The effects can be seen in Capital. Marx shows that what in the last instance determines a social formation, and allows us to grasp it, is not any chimerical human essence or human nature, nor man, nor even "men", but a relation, the production relation, which is inseparable from the Base, the infrastructure. And, in opposition to all humanist idealism, Marx shows that this relation is not a relation between men, a relation between persons, nor an intersubjective or psychological or anthropological relation, but a double relation: a relation between groups of men concerning the relation between these groups of men and things, the means of production. It is one of the greatest possible theoretical mystifications that you can imagine to think that social relations can be reduced to relations between men, or even between groups of men: because this is to suppose that social relations are relations which only involve, men, whereas actually
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But to treat individuals as simple bearers of economic functions has consequences for the individuals. It is not Marx the theoretician who treats them as such, but the capitalist production relation! To treat individuals as bearers
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But at the same time it is to create the conditions for an organization of struggle of the working class. For it is the development of the capitalist class struggle, that is, of capitalist exploitation, which itself creates these conditions. Marx continually insisted on the fact that it was the capitalist organization of production which forcibly taught the working class the lesson of class struggle, not only in concentrating masses of workers in the place of work, not only in mixing them together, but also and above all in imposing on them a terrible discipline of labour and daily life, all of which the workers suffer only to turn it back in common actions against their masters.
But in order for all this to happen, the workers must be party to and held within other relations.
The capitalist social formation, indeed, cannot be reduced to the capitalist production relation alone, therefore to its infrastructure. Class exploitation cannot continue, that is, reproduce the conditions of its existence, without the aid of the superstructure, without the legal-political and ideological relations, which in the last instance are determined by the production relation. Marx did not enter into this analysis, except in the form of a few brief remarks. But from everything that he said we can conclude that these relations too treat concrete human individuals as "bearers" of relations, as "supports" of functions, to which men are only parties because they are held within them. Thus, legal relations abstract from the real man in order to treat him as a simple "bearer of the legal relation", as a simple subject of law, capable of owning property, even if the only property which he possesses is that of his naked labour power. Thus too
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And just as the capitalist class struggle creates, within production, the conditions of the workers' class struggle, so you can see that the legal, political and ideological relations can contribute to its organization and consciousness, through the very constraints which they impose. For the proletarian class struggle really did learn politics within the framework of bourgeois relations, and via the bourgeois class struggle itself. Everyone knows very well that the bourgeoisie was only able to overthrow the old regime, its production relation and its State, by engaging the popular masses in its struggle, and everyone knows that the bourgeoisie was only able to defeat the great landowners by enrolling the workers in its political battle, afterwards of course massacring them. Through its law and its ideology as well as through its bullets and its prisons, the bourgeoisie educated them in the political and ideological class struggle, among other ways by forcing them to understand that the proletarian class struggle had nothing to do with the bourgeois class struggle, and to shake off the yoke of its ideology.
It is here that the last instance, and the contradictory effects which it produces within the "edifice", intervenes to account for the dialectic of these paradoxical phenomena, which Marx grasps not with the help of the ridiculous concept of man, but with quite different concepts: production relation, class struggle, legal, political and ideological relations. Theoretically, the functioning of the last instance allows us to account for the difference and unevenness between the
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Marx's theoretical anti-humanism, as it operates within historical materialism, thus means a refusal to root the explanation of social formations and their history in a concept of man with theoretical pretensions, that is, a concept of man as an originating subject, one in whom originate his needs (homo oeconomicus ), his thoughts (homo rationalis ), and his acts and struggles (homo moralis, juridicus and politicus ). For when you begin with man, you cannot avoid the idealist temptation of believing in the omnipotence of liberty or of creative labour -- that is, you simply submit, in all "freedom", to the omnipotence of the ruling bourgeois ideology, whose function is to mask and to impose, in the illusory shape of man's power of freedom, another power, much more real and much more powerful, that of capitalism. If Marx does not start with man, if he refuses to derive society and history theoretically from the concept of man, it is in order to break with this mystification which only expresses an ideological relation of force, based in the capitalist production relation. Marx therefore starts out from the structural cause producing this effect of bourgeois ideology which maintains the illusion that you should start with man: Marx starts with the given economic formation, and in the particular case of Capital, with the capitalist production relation, and the relations which it determines in the last instance in the superstructure. And each time he shows that these relations determine and brand men, and how they brand them in their concrete life, and how, through the system of class struggles, living men are determined by the system of these relations. In the 1857 Introduction Marx said: the concrete is a synthesis of many determinations. We might paraphrase him and say: men in the concrete sense are determined by a synthesis of the many determinations of the relations in which they are held and to which they are parties. If Marx does not start out from man, which is an empty idea, that is, one weighed down with bourgeois ideology, it is in order finally to reach living men; if he
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We should note that at no time does this detour via relations estrange Marx from living men, because at each moment of the process of knowledge, that is, at each moment in his analysis, Marx shows how each relation -- from the capitalist production relation, determinant in the last instance, to the legal-political and ideological relations -- brands men in their concrete life, which is governed by the forms and effects of the class struggle. Each of Marx's abstractions corresponds to the "abstraction" imposed on men by these relations, and this terribly concrete "abstraction" is what makes men into exploited workers or exploiting capitalists. We should also note that the final term of this process of thought, the "thought-concrete", to which it leads, is that synthesis of many determinations which defines concrete reality.
Marx thus placed himself on class positions, and he had in view the mass phenomena of the class struggle. He wanted to aid the working class to understand the mechanisms of capitalist society and to discover the relations and laws within which it lives, in order to reinforce and orient its struggle. He had no other object than the class struggle; his aim was to help the working class to make revolution and thus finally, under communism, to suppress the class struggle and classes.
The only more or less serious objection which can be made to the thesis of Marx's theoretical anti-humanism is, I must be honest enough to admit it, related to those texts which, in Capital, return to the theme of alienation. I say purposely: the theme, because I do not think that the passages in which this theme is taken up have a theoretical significance. I am suggesting that alienation appears there not as a really considered concept but as a substitute for realities which had not yet been thought out sufficiently for Marx to be able to refer to them: the forms, still on the horizon, of organization and struggle of the working class. The theme of alienation in Capital could thus be said to function as a substitute for a concept or concepts not yet formed, because
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But this problem does not just concern Marxist theory; it also involves the historical forms of its fusion with the Labour Movement. This problem faces us openly today: we shall have to examine it.
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